I.
DR. Z. AND HIS BROTHER
. 19
V. EPILEPSY, DREAMS, AND
DEATH
. 39
CHAPTER
TWO:
A DYNAMIC ANCESTRY
I.
THE FAMILIAL UNCONSCIOUS
.. 45
II.
THREE LANGUAGES OF DISEASE
55
III.
CONCEPT OF GENOTROPISM
.. 59
IV.
PAROXYSMAL DEATH SYMBOLISM
.. 62
CHAPTER
THREE:
SYMBOL OF THE TRANSPERSONAL SELF
I.
THE PONTIFICAL EGO
. 67
II.
THE BRIDGE AS SYMBOL
.. 71
III.
THE BRIDGE IN DEPTH PSYCHOLOGY
..73
IV.
ORIGIN OF THE CROSS‑OVER ARCHETYPE
. 76
V.
ANCESTRAL CROSS‑OVER PATTERN
.. 79
VI.
THE BRIDGE IN FOUNDATION MYTH
81
VII.
THE ESCHATOLOGICAL BRIDGE
... 83
VIII.
CONSCIENCE, BRIDGE, AND SELFHOOD
86
CHAPTER
FOUR:
DREAMS
AND VISIONS OF DEATH
I.
PARTICIPATORY DREAMWORK
... 89
II.
DREAMS AND TERMINAL CANCER
..
. 93
III.
ARCHETYPAL DEATH VISIONS
. 95
IV.
FAMILIAL DEATH VISIONS
. 100
V.
"TAKE‑AWAY" VISIONS
. 103
VI.
ASSESSMENT OF VISIONS ..
104
CHAPTER
FIVE:
DREAMS AND VISIONS OF GRIEF .
I.
IMAGERY AND GRIEF WORK
... 109
Il.
BEREAVEMENT DREAMS
. 113
III.
BEREAVEMENT VISIONS
119
IV.
TERRORS OF THE NIGHT
122
V.
HAUNTINGS AND RADIANT APPARITIONS
.. 126
VI.
PROJECTIVE SHOCK VISIONS
. 127
CHAPTER
SIX:
ECSTASY OF MORTAL DANGER
I.
ACCELERATION OF THOUGHT
. 131
II.
THE DEATH‑FEIGNING REFLEX
... 136
III.
DESTINY AND THE PRIMAL FORM
... 139
IV.
ANALYSIS OF THE CORE N.D.E
..
.
141
V.
NEGATIVE >NDES<
.. 145
VI.
PEDIATRIC >NDES<
148
VII
EXPLANATIONS OF SEIZURES
151
VIII.
MIND AS ACT
. 155
IX. ARCHETYPAL
PARTICIPATION
. 157
CHAPTER
SEVEN:
DEATH, MOURNING, AND REJOICING
I.
LAND OF NO RETURN
161
II.
DESCENT TO SHEOL AND MOURNING
.. 165
III.
CROSS‑OVER SYMBOLS AND THE TEMPLE
. 171
IV.
DREAMS AND VISIONS OF THE NIGHT
... 174
V.
JESUS'"CROSS‑OVER" MINISTRY
..
. 177
VI.
EMPTYING OF TEMPLE AND TOMB
..
180
VIL
CRUCIFIXION AFTERIMAGE ....................................................... 183
VIII. APOCALYPTIC
TRANSFIGURATION ......................................... 186
CHAPTER
EIGHT:
FORMATION OF PONTIFICAL SELFHOOD
I.
REVERSAL OF THE WORLD ORDER
..
. 189
II.
CRITIQUE OF DREAM AND VISION
191
III.
VISION AND THE BRIDGE
195
IV.
RESTITUTION AND THE BRIDGE
... 202
V.
DISINTEGRATION OF THE BRIDGE
204
VI.
LUTHER'S RECOVERY OF JOY
208
CONCLUSION :
A
THEOLOGY OF DEATH
I.
THE ABSENT GOD
215
Il.
PRIMORDIAL FREEDOM AND THE FIRE
218
Ill.
DEATH AS CONTINGENCY
... 221
IV.
DEATH AS INJUSTICE
.. 224
V.
DEATH AS RADIANT SUFFERING
.
. . 228
VI.
JOY AND RADIANT BEING
... 233
REFERENCES
.. 237
Finish Index
PREFACE
Three experiences have compelled me to
write this book.
First, I teach Death and dying every
semester, every academic year, and sometimes in special sessions. Except for
sabbatical leaves, I have taught this course continuously since 1973. The
students enrolled in the course represent all fields in the liberal arts
curriculum. Many have had dramatic death experiences, which they bring to the
course either openly, privately, or described through written assignments.
These experiences usually involve symbolic forms, such as dreams and religious
questions, which tend to be neglected in society and the health care
professions. For example, as I write this preface, an experienced nurse‑student
has raised a typical question. Her dying patient dreams of fires breaking out
and burning all over her. What do these fires mean, she asks? In light of the
theory advanced in this book fire symbolizes pent‑up emotion and the need
for restitution.
My concern as a pastorally‑oriented
teacher is to interpret death symbols and to integrate these into a clinically‑grounded
body of knowledge.
Generally, textbooks are
not sufficiently interdisciplinary .
They are written primarily by
psychiatrists or psychologists who, though well trained in clinical methods,
lack broad knowledge, particularly in the history of religions. Religious
traditions are frequently decisive in shaping the symbolic forms of death
experiences. As an example, I offer an anecdotal illustration. On March 8, 1992 I received a telephone call from a former school‑mate of mine who was
an AIDS patient. I asked if he had any dreams, and he said yes. In the dream he
is standing in a ditch along side a country road, and a halo encompasses his
head. A friend, standing on the road above is calling for him to return, but he
remains in the ditch.
Immediately, 1 recognized this to be a
death dream, and I knew he would die soon. Descent to the ditch is a
death image, reflecting the old Hebrew conception of Sheol. The halo signifies
radiant being and acceptance of death. The country road reenacts the pre‑Christian
practice of burying the dead outside the city. The refusal to go back to the
road indicates that the AIDS patient has become a stranger, alienated from
society. Sadly but not surprisingly, 1 learned some time later that he died on
September 18, 1992.
Pioneers in death studies have broken
through traditional organic approaches in psychiatry and established
psychosocial models of dying and bereavement. They have shown that death
experiences are unique and not reducible to general psychiatry or psychology.
Avery Weisman has contributed analyses of
denial and its variants, types of coping, the role of relationships in illness,
and the concept of an appropriate death (1974).
Elisabeth Kübler‑Ross has
conceptualized five consecutive stages of dying: (1) denial and isolation, (2)
anger, (3) bargaining, (4) depression, and (5) acceptance (1969). These have
caught on in the public mind and have helped shape a popular death culture.
They have also informed local hospice and bereavement support groups. However,
the Kübler‑Ross theory of stages presents a teaching problem in the
sense that it has never been revised or verified by other clinicians. In her
book on AIDS she indicates that the notion of stages is an older concept and
now to be regarded as a theory of emotional reactions, expressed by patients,
families, and professional care‑givers (Kübler‑Ross 1987, 1).
She insists that these reactions recur, over and over again, but not in any
"chronological order." Yet she continues to discuss them, as though
they were in a prescribed order.
A definitive assessment has been made by
Robert Kastenbaum (1991, 102). He argues convincingly that the Kübler‑Ross
theory is prescriptive not descriptive, subjective and not objective. Her
stages represent ideals rather than universal patterns. In fact, when care‑givers
concentrate on stages, they tend to ignore other aspects of dying, such as the
patient's biography or family background. Dying is personal, and its uniqueness
may not be expressed in stages but in symbolic language, dreams, and leave‑taking
rituals.
Kastenbaum's critique illustrates the fact that a theory of terminal
illness, narrowly construed, does not provide a framework to integrate familial
and symbolic forms.
·
One reason for my
writing this book is to integrate clinical symbolism with patient decision
making and familial relatedness. So‑called stages are herein regarded as
defenses, which occur but not in any order.
Kübler‑Ross defines her
mission as helping professional care‑givers and the clergy to appreciate
the needs of the dying. As a member of the clergy, I express my profound
gratitude to her life and work, her caring and courage, but 1 am troubled by
her "theological judgments. She states that negativity is the enemy of
life, and since negativity depletes energy, it should be removed in order to
provide acceptance in death. Negativity comprises fear, guilt, and shame,
emotions that are excluded from her stage theory. Elimination of these affects
is justified by her notion of "divine manipulation" and represented
in the following rule: "You always get what you need at the right
time" (Kübler‑Ross 1987,194). She defends her point of view in
the context of Christianity and the life of Jesus. Certainly, her idea of
"divine manipulation" invites a theological criticism, specifically
that her idea of acceptance is a regression to a primary narcissism (Miller‑McLemore
1988, 96). Acceptance of death as narcissistic fulfillment of wishing can
neither dissolve opposites nor remove negativity, because narcissism itself is
a defense against death.
Christianity approaches the problem of
death from the radical negativism of the crucifixion of Jesus. The crucifixion
is a terrible shock‑event, bringing total darkness and threatening
complete abandonment. Consequently, the concluding three chapters of this book
develop a theology of death that accounts for extreme dread, unmanageable pain,
and despair.
- The
second motive for writing this book is my long‑time study of the life and
work of Leopold Szondi, the eminent Hungarian‑born, Swiss psychiatrist.
Since he is not well known in the United States, 1 wrote my previous book as an
introduction to his thought (Hughes 1992). This book develops ideas, which
would have exceeded the scope of that volume. One of Szondi's major
contributions is his concept of the familial unconscious. This idea grew out of
his early scientific research in Budapest, begun in 1927 and ended in 1944 when
the Nazi Party imprisoned him in Bergen‑Belsen Concentration Camp. The
familial unconscious carries genetic traits, throughout several generations,
that influence personal decision‑making including the choice of death.
Modes of dying are likely to be familial, that is, repetitions of tendencies
latent in the genotype. These may emerge spontaneously in dreams and visions of
the dying.
For example, in families transmitting the
"attack syndrome" of illness, descendants are at risk for sudden or
shock deaths. In families with schizoform traits, members are inclined to
express projective‑participatory thought. While dying, this mode of
thought emerges in the attempt to strip away the body and strive for an exalted
spiritual participation.
Szondi was also one of the pre‑eminent
pioneers in the study of epilepsy. On the basis of classical psychiatry he
conceptualized the paroxysmal pattern, which functions as the biological
structure of, the attack syndrome." Although absent in American thought,
this concept offers a coherent explanation of the varieties of shock death,
including death‑bed visions, near‑death experiences, and the
epileptic seizures of AIDS.
Closely related to the paroxysmal theory
is his ego psychology, which is informed by the symbolism of the bridge.
The bridge motif symbolizes the unification of opposites through basic decision‑making
and is frequently found in visions of death among the religions of the world.
When the bridge symbol appears in shock events, it means that negativity is
raised to a transpersonal spiritual state. The bridge symbol properly
illustrates the fact that negativity does not go away but becomes transformed.
- The third and most
compelling reason for writing this book is the death of my parents. My
story of their deaths begins in November, 1973, six weeks before my
wedding in December. 1 had a series of dreams, consisting of two types. In
one a bridge spanned a large body of water. A man and a woman walked
across the bridge from the near shore to the farther shore. In the other a
man and a woman rode in a boat across a large lake, amid several islands,
and landed on the distant shore. 1 interpreted both types of dreams as
unconscious projections of my unfolding destiny. They told me that my
marriage choice was appropriate, and our relationship was whole. However,
I had an overwhelming sense of death with these dreams, but I did not know
why. About the same time as my wedding, though unknown to me, my mother
was also having a series of dreams. In one she saw my father dead, lying in
an open split‑top casket, dressed in a blue pin‑striped suit,
white shirt, and red tie‑exactly as he would look during his
funeral. In the other she was walking in a long, dark tunnel toward a
light in the distance. My father was walking ahead of her in the same
tunnel. Both walked toward the light, but neither left the tunnel.
Meanwhile, sixteen years passed by, My father was a Methodist i pastor,
living in Indiana and struggling with heart disease. He suffered intense
pain and bodily weakness throughout the summer of 1989. By October he
expressed the wish to, have a "dying at will," as practiced in
the Hawaiian Islands. During the Thanksgiving week, he acted out
unconscious "leave‑taking" rituals, saying good‑bye
to an old friend and speaking with me in Pennsylvania on the telephone.
His voice had an unusually clear quality. Although not scheduled to preach
on the following Sunday, he was unexpectedly called to do so due to a near
fatal automobile accident by his ministerial colleague. So on Sunday,
November 26, he entered the pulpit for the last time. In previous years he
had suffered a hearing loss and a paralyzed vocal chord that made his
speaking voice harsh and raspy. While conducting the service, he became
transfigured and radiated a silver aura. His speaking and hearing returned
to normal clarity. His sermon text was Psalm 23, and as he expounded it he
seemed to achieve a profound serenity. Departing from the text, he had a
vision of crossing waters to the distant shore. Shortly after his
visionary sermon, he suffered a seizure death.
When my father died, I realized the
meaning of my wedding dreams. In the shock of love and death, father and son
chose the same symbolism ‑ crossing the waters to the distant shore.
Whether crossing by bridge or by boat, the symbolism portrayed a transfigured
state of awareness, in which the antitheses of life and death were united. In
marriage I achieved an essential relatedness, and in death my father attained
his primal form.
My mother's 1973 dreams also foreshadowed
my father's death.
They were precognitive familial dreams,
expressing anticipatory grief. With my father's death her grieving proceeded
without complication. She accepted his death, moved to Pennsylvania, and built
an addition onto our house for her new residence. Shortly after burying my
father in Pennsylvania, psychic activity began to happen around my two
children. My son Jimmy, then four years old, was suddenly frightened by a
luminous presence in the early evening of December 14, 1989. My wife Diane confirmed the existence of "footstep " haunting in the hallway
between Jimmy's bedroom and my daughter Heather's, who was then eight years
old. These began during the week of February 5, 1990 and usually occurred about 10:30 p.m.
On March 7, which was my mother's
birthday, 1 heard a loud "falling" sound at four o'clock in the morning, awakening my wife and son. Thereafter, the "footstep"
hauntings continued to be heard for about one year. The last haunting was
witnessed on February 7, when my mother was in a local hospital. In the
perspective of this book, these hauntings I derived from the afterimage of my
father's radiant death. Their intention was to bid farewell to his
grandchildren. (end of page Xvii)
A PSYCHOLOGY OF DEATH. INTRODUCTION:
SCOPE OF THIS BOOK:
- The aim of this
book is to develop a general theory of death as a shock event.
Since death experiences are so diverse, it is necessary to delimit the
notion of shock death. By shock death is meant an impact of overwhelming
mortal danger, resulting in startle, immobilization, or unconsciousness.
Although the idea of shock is linked to death, here it is defined broadly
so as to incorporate two variations:
- physiological
shock or reduction of cardiac activity, respiration, and consciousness,
and
- psychological
shock, which is understood as the discharge of emotion due to startle,
and culminating in death, unconsciousness, or lowered threshold of
consciousness.
While this study is
concerned with death and dying, it draws upon depth psychology, philosophy and
theology. These disciplines converge because of the interdisciplinary nature of
death experience.
Depth psychology helps to
reveal unconscious processes, conflicts, and symbolic language in the face of
death. Inevitably,
Philosophy intervenes,
because participants in the dying process, particularly professional care‑givers,
tend to make judgments as to whether symptoms, pain, or symbols and so forth
are real.
Theology appears to
the extent that ultimate issues invariably arise in dying and mourning.
Questions of ultimate meaning deal primarily with the task of resolving
suffering. However, the theological framework of this study is limited to that
of Christianity with special attention to Protestant theology.
Further, the notion of
shock death is limited to three clinical Phenomena:
a) The first is that of dreams and visions
occurring within the dying process. In ordinary clinical practice these tend to
be neglected or dismissed, even though they might facilitate a resolution of
suffering.
Neglect or
rejection takes place for two common reasons. One is the inclination to dismiss
dreams and visions as hallucinations in defence against pain. This tendency
grows out of an assumption, prevailing in medicine, that reality is strictly
physical, objective, linear, and quantifiable. This worldview reflects the
success of medical treatment, and it also narrowly prescribes the boundary of
the human being. Whatever falls out of the medical paradigm is not real and can
be neither treated nor interpreted. Nevertheless, dismissals of symbolic
language by professional care‑givers surpass the boundaries of medicine
and enter into philosophical discourse.
b) The other
reason is the preoccupation with the stages of dying.
The idea of
stages in the dying process belongs to popular culture, where it satisfies a
need to achieve control in the face of death. Yet, searching for the stages
does not necessarily resolve suffering either but even discourages attention to
the whole person, to subtle messages, and to symbolism. For example, one of my
students working in a hospice program in 1989, informed me of the following
situation. A man was dying, and he exclaimed: "It's light in here! "
Immediately, the hospice volunteers pulled the shades over the windows, closed
the curtains, and shut the door. When he said the light had gone away, they
reopened the windows and the door. When the light reappeared, the volunteers'
actions were the same. Apparently, the man had had a vision of light, and the
volunteers mistook it as a physical sensation. By acting in terms of
physicalist assumptions, they may have deprived him of a significant
experience.
b) The second topic of
this book is that of bereavement dreams and visions. In my experience,
the neglect of these is more common than those of terminal illness. One reason
for such neglect is the relative absence of post‑funeral rituals and care‑giving.
Frequently, the bereaved find themselves totally alone some time after a funeral,
and they begin to see the deceased in images, dreams, or visions. Such
occurrences shape a private drama, often bringing consolation to the bereaved,
but sometimes confusion, anxiety, or fear. Providing an interpretation of these
experiences helps to resolve the grieving process. Consequently, a theory is
needed to integrate bereavement dreams and visions with the shock of death.
c) The third clinical
focus of this study is the near‑death experience.
This is
certainly well‑known and extensively documented, and so there is little
need to add more data. The intent of this book is to interpret the near‑death
experience in relationship with the dreams and visions of death and grief. The
reason is that investigations of the near‑death experience, at present, are
concerned with whether or not it offers proof of life after death. The near‑death
experience is treated as an unique and unprecedented phenomenon within the
province of medicine. Consequently, medical researchers employ philosophical
assumptions, stated above, and overlook the interpretations of the near‑death
experience within the history of culture and religion. The ahistorical context
of medicine uncritically obeys religious needs for ultimate truth which are
latent in popular culture. Thus, this book takes seriously historical and
theological studies, which are useful in analyzing the symbolic aspects of the
near‑death experience.
When viewed together,
the three clinical areas cited above invite an
interdisciplinary
inquiry. Accordingly, chapters one through three will
develop a psychological
theory integrating shock death and historically transmitted symbolism. Chapters
four through six will analyze dreams and visions of death and grief as well as
near‑death experience in terms of their common shock capacities. Finally,
chapters seven through to the conclusion will formulate a theological
framework, based upon biblical, historical, and constructive Christian
theologies. Theological attention is limited to the death experience primarily
and not to the issue of life after death.
II. THE SUBLIMINAL SELF
Since this study views
shock death at the intersection of several disciplines, it is appropriate to
select as a starting point one of the most original and comprehensive theories
of modern times. Between 1880 and 1900 in England, the classics scholar
Frederic W. H. Myers (1843‑1901) studied a wide range of death
experiences, including claims of so‑called psychic events. He was
assisted by other scholars at Cambridge University, such as the philosopher
Henry Sidgwick, who founded the Society for Psychical Research in 1882. While
Sidgwick, along with Edmund Gurney, pursued convincing evidence for survival of
biological death, Myers produced a vast synthesis of knowledge in his great
work entitled
Human Personality and Its Survival of Bodily Death (1903/1954).
Anyone who reads Myers'
two volume work will readily appreciate his great visionary power, lyrical
style, and rich case materials, closely analyzed and integrated in a
comprehensive theory. The pivotal concept of his system is that of the subliminal
self. While his scientific data and concepts need to be up‑dated, his
basic theory remains tenable and applicable to the notion of shock death. The
remainder of this section presents a condensed summary of Myers' position, as
background for his psychology of death. Beginning with volume one, Myers
acknowledges that traditionally 'Christianity has governed knowledge of death
and access to life after death. However, in modern times some new, alternative
approaches had appeared. One was trance mediumship, a movement claiming to
contact spirits of the dead and becoming quite popular in the late nineteenth
century.
Myers also notes that
one of the intellectual predecessors, in the eighteenth century, was the
Swedish engineer and mystic Emanuel Swedenborg. At age 55, Swedenborg began to
suffer a series of seizures which, he alleged, opened up contact with the
spirits of deceased persons. He purported to be in Communication with the
spirit world for 30 years. Myers states that Swedenborg conceived of the
invisible other world as a realm of law (1, 6). If his experiences were
authentic, as Myers suspects they were, then the other world ought to be
accessible to scholarly exploration.
The law of the other
world, which Myers seeks to prove, is that of telepathy, which he defines as
communication from mind to mind outside ordinary sensory channels (1, 8). As
the fundamental law of motion in the other world, telepathy corresponds to that
of gravity in the physical universe. Myers finds that in times of danger or
death telepathy intensifies and behaves in the manner of gravity, that is, as a
wave‑like field of attraction. He and his colleagues collected extensive
data to document the working of telepathy.
However, Myers could not
easily move from data to proof, particularly, as it relates to life after
death; so he developed the theory of the subliminal self to account for
a psychology of death. With the notion of the subliminal self Myers became the
first scholar in the English speaking world to conceive of the unconscious.
The subliminal
self contains levels of awareness, beginning with ordinary waking consciousness
in the bodily ego. Waking consciousness is transitory, unstable, and
susceptible to breaks of attention. The ego relies on sense organs to acquire
information from the external world of the objects. The senses function like
filters that screen out excessive stimuli; but occasionally, they rupture and
allow unfiltered stimuli to overload neural channels. The workings of waking
consciousness may be compared metaphorically to ripples on the surface of a
sea.
A considerable range of
mental activity occurs below the level of waking consciousness. A helpful
analogy for the regions of the subliminal self would be the solar spectrum.
Light may be visible at the center of the spectrum, but, at the ends, it turns
into an invisible radiance. This spectrum analogy illumines the fact that an
extensive continuum of consciousness co‑exists with the physical
universe. This latter aspect is the subliminal self, and its relationship with
waking
consciousness involves a
threshold. Consciousness " above" the threshold is called
supraliminal (hos Ken Wilber: post-rational stage/level. L. B.) and that
"below" subliminal. ‑Both supraliminal and subliminal selves
act together and comprise a complementary whole. However, the subliminal self
can generate impulses that take over the threshold and release upheavals within
the consciousness.
Myers took over the
idea of threshold from the nineteenth century studies of hysteria. During the
1880s, Pierre Janet, Joseph Breuer, and Sigmund Freud observed that, the mental
threshold underlying waking consciousness can be raised and lowered. It is
unstable and, under certain conditions, the mental threshold might be lowered
to the degree of unconsciousness or dissociation. Janet conceived of the
threshold in the context of hypnotism, which the new French psychiatry
advocated along with Jean Charcot.
Breuer and Freud,
working in Vienna, discovered the instability of the mental threshold in terms
of hysteria. Whereas Janet attributed a lowered threshold to a congenital
failure of the capacity for mental synthesis, Freud argued that it was due to
unconscious conflict caused by repression of a dynamic impulse.
To a certain extent,
Myers' explanation of a lowered threshold was similar to Freud's. Myers held
that unconscious impulses would erupt, take over the personality and create a
loss of consciousness or splitting. Portions of the subliminal self can break
out, split apart, and penetrate waking consciousness as fixed idea‑forces.
These conditions of dissociation are convulsive, and not reducible to
repression, and they involve a wide range of seizure activities, including
hysteria but, especially, epilepsy. As indicated by Myers' chapter titles, the
range comprises the following list: (1) disintegration (e.g., hysteria,
epilepsy);
(2) genius; (3) sleep,
(4) hypnotism; (5) sensory automatism; (6) phantasms of the dead; (7) motor
automatism; and (8) trance, possession and ecstasy. Appended to each of these
topics is an extensive collection of cases. However, implied in this list is
Myers' contention that dissociation states are not abnormal but are means of creativity
and transcendent ecstasy, as well as telepathy.
Dissociative states are
creative because of the fundamental continuity of mind in itself. Despite
mental upheavals, the supraliminal and subliminal selves retain a relationship.
This continuity of mind parallels the hierarchical structure of the brain (1,
72). A contemporary of Myers, J. Hughlings Jackson discovered the tripartite
structure of the brain in his studies of epilepsy. He conceived of higher
cortical levels, controlling thought and will, and a middle level as the source
of muscular movements; and lower levels, governing automatic processes like
circulation and respiration. When the epileptic seizure effects the higher
brain centers, then the middle range acts compulsively in a fit.
Similarly, when the
convulsion effects the middle level, one falls under involuntary, unconscious
brain controls. This three‑fold structure remains generally accurate,
but, for Myers, it compares with but does not fully explain the co‑active
layers of the mind. Both middle and lower neural regions would belong to the
subliminal self, and the higher to the supraliminal. In current theory the
subliminal self conforms to the animal brain.
While epilepsy is the
basic model of mental activity, Myers goes on to describe genius as a seizure
function. Genius is an on‑rush of thought from the subliminal self. Works
of genius are regarded as brilliant, because they expand the ordinary range of
the mental spectrum into extraordinary radiance. Although genius may split
waking consciousness, the intensity of its mental dissociation actually creates
a higher integration of the personality. Thus, great works of genius draw
closer to the spiritual world and yet, because of their subliminal origins,
they reflect the primitive layers of life.
Myers takes Plato's idea
of eros (Symposium, 192‑212) as the prototype of genius.
The creative upsurge of genius is an elemental striving of emotion for an
everlasting possession of the good.
Love as eros embodies
the basic energy of personal integration that flows more deeply than
intellectual thought. Eros animates all human faculties in the struggle for the
infinite. By stirring up lofty thoughts, eros flows "like the swin and
liberation of the tide‑wave across the ocean, which takes note of billow
or of storm" (1, 120). This phrase is quoted in order to show a striking
aspect of Myers' writing style, namely, a preference for images of the primal
elements, of the sea, fire, and the earth. In other passages, for example, he
portrays subliminal activity as "an uprush of the hidden fire" (1,
101); "reverberating tremors [that] rise and fall" and "flood
the flats of common consciousness as with the earthquake‑wave of an
unfathomed sea" (1, 102).
Myers proceeds to
describe sleep as the next level of the subliminal self. Sleep is more
primitive yet more adaptable than waking consciousness. At the intersection
between sleep and waking, nightmares, hypnagogic and hypnopompic images are
experienced.
Hypnagogic images are
those of sight and sound, "faces in the dark," that appear with the
coming of sleep; and hypnopompic are those dreamfigures that persist into
waking consciousness after sleep has ended (1,125). Hypnopompic figures are
shock‑forms that evoke pleasure or even ecstasy, as they linger in the
mind as mages.
Amid the sleep cycle,
the dreaming self is independent, having its own faculties and wide‑ranging
powers, including telepathy, clairvoyance, and transcendent ecstasy. These
powers do not evolve through natural selection but emerge from the spiritual
capacity inherent in the subliminal self. The dreaming self may be invaded by
the spirits of living or dead persons, often accompanied by knowledge of the
exact time of death, particularly that of relatives or friends.
The next level of the
subliminal self is that of hypnotism or self suggestion. Cases of spiritual
healing are examples of hypnotism, in which the subliminal self generates a
rejuvenating energy through suggestion. The subliminal self has a knowledge of
the organism, which is deeper than that of waking consciousness and may be
activated in times of healing. Rejuvenation occurs in trance states, because
the conscious functions of will and attention are inhibited. Healing manifests
the profound adaptive power of life itself.
A variation of hypnotic
trance is that of a secondary personality, as manifest in possession .
Under trance
the psyche can change or leave and return to the body, particularly in times of
danger or death. The
psyche is the same as the spirit or personality,
and Myers believes it can withdraw permanently from the body, as exemplified,
in biological death, but nevertheless retain a relationship with the subliminal
self (1, 218).Returning to primal metaphors, Myers explains that
personal
life is a force, erupting as a "fresh draft" from the cosmic sea of
energy.
Myers moves to a conclusion of his first
volume with a discussion of sensory automatisms, (phenomena lb.) which
are colorful and forceful, visual images that erupt from the subliminal self
and penetrate waking consciousness. Some examples are visions, memory‑images,
creative forms, afterimages, and "the scarlet fire of the epileptic"
seizure (1, 228). Despite the analogy with epilepsy, sensory automatisms are
not abnormal but are commonly found in persons of sound mental health.
These imaginal forms may be externalized
into visions outside the body. Projections of sensory automatisms take place
particularly in times of grief, death, or basic change. This ability to
transfer imagery outside includes action at a distance, which Myers names
"travelling clairvoyance. " He illustrates this with the case (666C)
of a man sailing on board a ship in the Atlantic Ocean for nine days (1, 682).
One night he falls asleep and dreams vividly of his wife, who is actually back
home in Connecticut. In the morning his roommate says he also saw the image of
the man's wife, during the night. The wife had heard of the storm at sea
through the news and, becoming afraid, projected herself across the sea into
the ship's room. To account for the projection Myers posits an intermediate
concept of psychic space, that is dream‑like, independent of
matter and having its own extensive continuum (1, 231). This psychic space lies
between individual minds and the ultimate cosmic unity of mind.
(bio-morphological field?lb)
In
contemporary thought this is the same as quantum inseparability.
With this notion Myers
raises the possibility of communicating after death. Myers and his colleagues,
had documented many cases of the living having visions of the dead, but he
theorized that the spirit of the deceased externalizes itself into a visual
form and modifies a portion of space. The spiritual being is psychic,
volitional, but without movement. There is no sender‑receiver
relationship. Rather, the spirit of the deceased breaks through, usually in a
dream or vision, to whom ever is receptive. Readiness for the psychic
breakthrough requires some form of dissociation, as in sleep, for example.
Myers
develops a technical concept for this phenomenon, taking over the Greek term psychorrago,
which means "to let the soul break loose" (1, 264). From this word he
constructs the notion of psychorrhagy. Thus, visions of the dead are
psychorrhagic in the sense that the spirit of the deceased wills to penetrate
the intermediate realm of dream‑like space. Such visions may be seen by
one person or by several. Whether (9) individual or collective, however, the
context of the vision is the subliminal self. Going on to volume two, Myers
continues the same theme but adds more detail.
Visions of the dead are
called phantasms and are defined as a "manifestation of persistent
personal energy," that is, a residue of one's personality when alive (11,
4). The residue is an afterimage, to which Myers attaches the adjective veridical.
By >veridical
afterimage > Myers means a real but nonmaterial form, left over after
one's death. It is carried by telepathy from the deceased being to the living
person, who encounters it unconsciously through a non-pathological dissociation
of consciousness. Veridical afterimages seem to erupt like waves from the depth
of the subliminal self. Meyers generalizes on how the images act with respect
to death.
At the onset of the
dying process, the subliminal self sends out signals of the impending
death. One's awareness of the death becomes clearer and more acute, sometimes
involving clairvoyance of the future, for example, seeing deaths of other
persons. At the same time, telepathy radiates with friends and relatives, who
get premonitions, dreams of the forthcoming death, and feel compelled to visit
the dying person, or have crises of their own. These phenomena obey two
distinct processes described in the following two paragraphs.
- First, when dying
is by disease, psychic activity builds up quickly about one week
before death. Shortly after death, it decreases rapidly and gradually
slows down until stopping at one year. After the first year, psychic
activity may be sporadic or cease altogether. The rapid build up and
gradual slow down may be imagined as a wave‑lîke process
(11,14).
- Second, when death
is unexpected or traumatic, telepathy is suddenly discharged, a
current of psychic energy radiates outward from the corpse or death site.
The energy may take
shape as a field, a spiritual presence, image, or recollection. Whatever form
it takes, the energy may linger in one place for many years or be picked up
telepathically by the subliminal self of the survivors in visual or aural
forms. The radiant fields may even split into specific vibratory forms called hauntings.
Suicides and homicides are some examples of shock deaths that release
hauntings.
These two conceptual
patterns are expressed again in metaphors from the sea. When suggesting that
intense concentration may enable hauntings to become manifest to us, he says
that in "the boundless ocean (10) of mind innumerable currents and tides
shift with the shifting emotion of each several soul" (11, 69). The
imagery means that death‑induced telepathic exchanges reflect fundamental
reality.
From this subject Myers
moves to that of motor automatisms, defined as behavioral patterns
performed automatically, without will or full self‑consciousness, and
instigated unconsciously by a secondary self.
These too are compared
to epilepsy in which a seizure may initiate totally automatic action without
any awareness or recollection. However, Myers describes motor automatisms as
normal and constructive but not pathological. Automatic writing, possession,
and trance mediumship are examples.
To differentiate normal
from abnormal motor automatisms Myers advances a thesis, which is crucial to
his position:
"It may be expected
that super-normal vital phenomena will manifest themselves as far as possible
through the same channels as abnormal or morbid vital phenomena, when the same
centres or the same synergies are involved" (11, 84).
He argues, further, that
if a secondary self were to become manifest physiologically, "it seems
possible that its readiest path of externalization ‑ its readiest outlet
of visible action, ‑ may often lie along some track which has already
shown to be a line of low resistance by the disintegrating processes of
disease"-
The disease
which concerns Myers most is epilepsy; and, therefore, the splitting induced
by seizures opens up pathways to the highest level of creative or religious
experience. The role played by epilepsy in Myers' life and thought will be
explored in chapters one and two.
Automatic writing
exemplifies
a motor automatism, which combines telepathy with a psychorrhagic invasion of a
living person by the spirit of a deceased being. Automatic writing reflects the
subliminal self metaphorically, as "profound ocean currents bear to waves
and winds on the surface of the sea" (11, 119).
However, manifestation
of secondary personalities, in automatic writing, must work through the
limitations of the sensory‑muscular systems of the living person.
Consequently, subliminal messages tend to be simple and repetitive or even
projections of one's own unconscious fantasies.
Possession is another
example of a motor automatism, and it is related to automatic writing. With
possession a conscious person is taken over by a controlling spirit and its own
identity or memory. Normally, possession blocks telepathy, although it might
break through (11) occasionally. To illustrate possession Myers examines the
case of Lenore Piper, a well‑known trance medium of Boston. In 1887 she
began to fall into trance states, having "a good deal of respiratory
disturbance and muscular twitching " (11, 25 1). A contemporary classics
scholar reports that Mrs. Piper suffered epileptic convulsions and symptoms,
including the grinding of teeth (Dodds 1971, 228). She could lapse into total
unconsciousness, fall forward, and had to be 'supported.
These brief biographical
facts illustrate Myers' thesis that epileptic seizures open up channels through
which supernormal phenomena flow. After examining Mrs. Piper's mediumship
critically, Myers concluded that the spirit of deceased beings retained earthly
memories and loves and that they communicated these to the living through
trance mediumship (11, 256‑257).
Finally, the most
profound expression of the subliminal self is Ecstasy and as a correlate
of trance, it is essentially a religious experience. Ecstasy culminates the
spectrum of subliminal activities, beginning with the mental dissociation.
Viewed as a whole, the psychic continuum
of the subliminal self leads to the knowledge of God through symbolization.
(enligt Ken Wilber: to the highest stages of post- rational consciousness LB)
Since ecstasy grows out of the extended
subliminal self, it is essentially an experience of participation in an exalted
transcendent Domain.
This participation
discloses an incandescent unity of life and love, joy and wisdom, and it is
most clearly expressed in the symbolism of the distant shore.
From this fundamental
insight, Myers draws three specific theological principles:
- First, love does
not die but is stronger than death and deepens as it evolves.
Love represents the infinite striving of the self for
the realm of spirit, a striving that survives biological death.
Love is the exaltation
of the law of telepathy (11, 282). (law of the spiritual realm. LB)
Among the religions of
the world, Christianity provides a revelation that culminates the telepathic
law of the universe.
Christianity
acknowledges the existence of discarnate beings who love and care for the
living. Human life is capable of surviving biological death because of its dual
origins: descent from maternal and paternal ancestors and descent from
planetary and cosmic heredities.
- Second, knowledge
of a transcendent, post‑mortem world projects no evidence of evil.
(This was not Goethes opinion. LB)
Messages from
the dead, as disclosed through dreams, vision, or trance mediumship speak of
neither hell nor torment. Consequently, evil is understood as a purely finite
experience traceable to the tragic defects of the human will.
Page 12
- Third, Myers
discovered no support for a rigid, cosmic determinism.
In some of his case studies,
people who acquire subliminal knowledge were able to act so as to avoid danger
or death (11, 272). This ability indicates that telepathic law operates
according to probabilities and tendencies rather than by fixed action patterns.
Dreams and visions of the dead that convey knowledge of earthly affairs reveal
a sense of will among the deceased. Such post‑mortem communication
presupposes the intensity of understanding gained before death.
Ecstatic glimpses of
telepathic law disclose the universe to be a vast plenitude of energy, whose
mysteries are also the origins of the subliminal self. Though enveloped in
mystery, the living are illumined by messages from the dead. For dying is like
sailing into an uncharted sea, whose terrors are a revelation of a homecoming.
The dying behold a procession of ancestors, or fore‑bearers of many
generations, moving toward that distant shore, "up through the light of
the seas by the moon's long silvering ray" (11, 277).
II. DEATH AND THE
SUBLIMINAL SELF
Frederic Myers' theory
of the subliminal self contains two original and far‑reaching
contributions to a psychology of death. One is the concept of telepathy, and
the other is that of the veridical afterimage.
Telepathy is activated
in a wave‑like process, either one week before a natural death or
suddenly with a shock death, and radiated as a veridical afterimage at the
moment of death. The veridical afterimage gradually depletes in its intensity
throughout the first year after the death. Implied in this radiant cycle is the
fact that every act and thought are preserved subliminally and released in
afterimages. Myers compares the radiant shock of death to the death of a star.
The dead are like stars that perished eons ago, leaving radiant traces in the
night sky.
To illustrate how the
subliminal self informs various death experiences, selected case studies from
Myers' two volumes are presented below. The subliminal self is activated in
dissociative states that relate to epileptic seizures. In some dangerous
situations healing energies also radiate subliminally. For example, in case
409B a woman suffers an attack of acute bronchitis, which she fears to be life
threatening. She falls asleep and her sister, who had been dead for more than
twenty years,
Page 13
J, came to my bedside,
and said. "Do not worry about your health, we have come to cure you,
there is much yet for you to do in the world." Then she vanished, and my
brain seemed to be electrified as if by a shock from a battery, only it was not
painful, but delicious. The shock spread downwards, and over the chest and
lungs it was very strong, From here it extended to the extremities, where it
appeared like a delightful glow. 1 awoke almost immediately and found myself
well (1, 370).
Two salient points may
be drawn from this case. One is that the telepathic exchange is between two
siblings, and the other is that the radiant shock conforms to the epileptic
aura, a glow spreading through the limbs, which will be discussed in chapter
one.
Myers presents several
cases in which dreams coincide with the death of family members at distant
places. In section 428D a man has a dream in which an old lady appears, stands,
and gazes at him for 20 minutes, neither speaking nor moving. The man does not
recognize her, with her white hair, dark eyebrows, and penetrating eyes~ His
aunt comes into the room and says: "John don't you know who this is?"
The woman in the dream is actually the dreamer's grandmother, whose death on a
distant island coincides with the actual dreaming (1, 419). This case suggests
that the knowledge of the death occurs in the subliminal self, the dream work
brings this knowledge into the consciousness of the dreamer.
Similarly in another
case a woman sees "her headless brother standing at the foot of the bed with
his head lying on a coffin by his side" (1, 425). She awakens, then falls
asleep and has the same dream again. For several days the woman grieves for the
headless condition of her brother portrayed in the dream. Some time later, she
learns that her brother, a soldier in Asia, had been decapîtated about
the time of her dream.
With terminal illness, telepathy builds up about one week
before the ' death. Hence, in case 714A a dying man appears in a vision to his
daughter, shortly before his death. She awoke seeing a bright light in my bedroom‑
the whole room was flooded with a radiance quite
indescribable ‑ and my father was standing by my bedside, an etherealized
semi‑transparent figure, but yet his voice and his aspect were
normal. His voice seemed
Page 14
a far‑off sound, and yet it was
his same voice as in life. All he said was, "Take care of mother." He
then disappeared, floating in the air, as it were, and the light also vanished
(11, 323). With an unexpected shock death, the radiant telepathy may vibrate in
one location, often for many years.
Such focused telepathic
fields seem to have split‑off from the death. In volume two, section
733B, Myers portrays a man and two sisters who are vacationing in a country
house owned by friends. One day the elder sister discovers an old wornan in bed
"with her clothes on and lying with her head towards the window. "
She calls her sister and brother to enter the room, but when she points to the
bed, they see nothing. Hence, the elder sister sees an image of the old woman.
She speaks with a neighbor and learns that the previous owner had falsely
accused his wife of drinking all of his whiskey. He had become enraged and
beaten her to death. Terrified by what he had done, he concealed the murder by
telling the neighbor that his wife had suffered a terminal illness. Even though
the wife's body had been buried, a visual image of her preterminal state
lingered on the bed (11, 360‑361).
In a related case (745B)
a woman narrates a sighting she had one night about 11 o'clock. She hears someone moaning outside her bed roorn window. She raised the window shade and,
looking out, "There on the grass was a beautiful young girl in a kneeling
posture before a soldier, in a general's uniform, sobbing, and clasping her
hands together, entreating for pardon; but alas! he only waved her away from
him" (11, 383). The woman runs down the stairs and goes through the
outside door to the lawn. Arriving outside, she sees nothing.
After investigating the
situation, she learns that the daughter of the previous owner of the house had
borne an illegitimate child. Failing to be accepted by her family, she died in
grief. The woman also states that the girl and soldier were near relatives and
that the soldier had some connection with her husband.
Commenting on this case,
Myers admits that he is uncertain as to what extent the deceased is still
participating in the post‑mortem phantasm (11, 384). Myers' uncertainty
presupposes his argument that visions derive from the veridical afterimage.
That is, they are instigated by the deceased. However, this case and the one
cited above raise the possibility that moral values might be implicated in the
veridical afterimage, namely,
Page 15
that the failure to
gain forgiveness in a family relationship might be implicated. This
possibility needs to be explored by more recent psychologies in subsequent
chapters. (Obs. the results of Bert Hellingers Family constellations. LB)
A final illustration
deals with the near‑death experience, something, known in the nineteenth
century but not extensively examined. In section x (713A) of the second volume
Myers suggests "that we might learn much were we to question dying
persons, on their awakening from some comatose condition, as to their memory of
any dream or vision during that state" (11, 315). To encourage this
practice he cites an 1889 case of a physician who, suffering typhoid fever,
sinks into unconsciousness, and loses all pulse and circulation for about four
hours. The following paragraph summarizes this case. Witnesses perceive the
doctor to be dead, so they begin funeral preparations. Meanwhile, the
"clinically dead" man realizes the essential nature of his
personality, and he sees his lifeless body. His ego is by rocked back and
forth, as it breaks away from the body and floats up and away from it. His mind
is alive and intact. He sees people, but they are in an undifferentiated form.
He also discovers a cord, through which he still using his eyes to see. He sees
the sky, a mountain, a forest, and a river. Before him stretches a road and, in
the distance, large rocks are standing on it as a barrier. Suddenly, fire
strikes from the clouds that form a large tent, which revolves on its axis in
the sky. Out of the fire, clouds, and tent a spiritual presence appears, saying
that this is "the road to the eternal world, " and that the rocks are
the boundary line between two worlds. He moves toward the rocks but is stopped by
a black cloud, when he awakens.
Myers also quotes a
report (663A) in which the same physician had a clairvoyant episode in 1878,
eleven years before his near‑death experience. He had a vision of a log
house, in which a man killed himself by shooting a rifle into his mouth.
IV. CRITIQUE OF THE SUBLIMINAL SELF
In order to develop
constructively Myers' original insights, it is appropriate to consult a
critical reaction by one of his contemporaries. He was a close personal
friend as well as professional colleague of William James, the distinguished
American psychologist. James evaluated Myers' theory of the subliminal self in
a memorial address and in a book review. These along with James' papers on
psychic studies have been published by Gardner Murphy and Robert Ballou (1960).
This
Page 16
collection contains a
sensitive profile of Myers as a student of death and who suffered Bright's
Disease of the kidney which would end his life at age 58.
- Brought up on
literature and sentiment, something of a courtier, passionate, disdainful,
and impatient naturally, he was made over again from the day when he took up
psychical research seriously. He became learned in science, circumspect,
democratic in sympathy, endlessly patient, and above all, happy. The fortitude
of his last hours touched the heroic, so completely were the atrocious sufferings
of his body cast into insignificance by his interest in the cause he lived for.
When a man's pursuit gradually makes his face shine and grow handsome, you may
be sure it is a worthy one (319‑320).
James explains that Myers pioneered in developing a systematic method for psychology, whereby he
could coordinate a vast amount of data within a general scheme (217). Myers
assembled dissimilar data in series and connected the extremes with
intermediary concepts. The theory of the subliminal self is so breath‑taking
and epochal, because it integrates previously marginal experiences such as
seizures, dreams, visions, and ecstatic possession. The latter are normally not
unified in theoretical knowledge and likely to be dismissed as superstitious or
absurd.
However, by coordinating
a large array of seemingly strange phenomena, Myers has developed an original
conception of mental evolution, using biological analogies. For James the key
to Myers' theory is his contention that consciousness has no essential unity,
but is derivative from a wider mental field and useful only as a means of
environmental adjustment. Consciousness emerges from biological evolution, but
it can dissolve in epilepsy, dreams, and trance. Ironically, the dissolution of
consciousness yields a higher mental integration.
More critically, James
concedes that the subliminal region exists but does not know whether it
pervades all persons or pertains only to a gifted few (228). He believes that
the relationships between the subliminal self and the ultimate cosmic unity of
mind are vague and ill‑defined. James even questions whether Myers'
cosmic dimension is truly ultimate or simply a series of subliminal selves
(231). Although Myers' work is a masterpiece, a vision of the highest
intellectual order it invites the
Page 17
following criticisms:
(1) some of Myers' facts
need more verification;
(2) some of the claims
of universality are not warranted; and
(3) the theory is a
generalization from exceptional cases (235).
Behind these criticisms
lurks a fundamental issue which troubles James. He cannot come to terms with
Myers' claim cited above, "that supernormal vital phenomena will manifest
themselves as far as possible through the same channels as abnormal or morbid
vital phenomena" (237). Essentially, James cannot understand how epilepsy
reveals a transcendent spiritual realm. Nevertheless, toward the end of his
life, James arrived at conclusions basically the same as Myers. Mystical
experience, the ground of all religion, is a "possession of an extended
subliminal self" (265). Messages erupt from it, in times of mental
dissociation, and produce dreams, trance, and so forth. The threshold of the
mind is lowered, so transcendent knowledge may filter through the dissociated
self. This assumes that the brain
has a transmissive function and that it is open and closed. James even speaks
with the same imagery as does Myers. The unconscious personality is like an
island in a cosmic sea. The subliminal self is like the ocean, whose waves beat
upon the shores of the conscious as volcanic eruptions. Memories of our earthly
existence are stored unconsciously in the subliminal self, and, after death,
they erupt in dreams, visions, and trance mediumship. Thus, the dialogue
between James and Myers bequeathed to the twentieth century the problems of epilepsy,
death, and selfhood.
EPILEPSY AND THE OTHER WORLD
I DR. Z. AND HIS BROTHER
Frederic Myers' theory
of the subliminal self rests upon the paradoxical interaction of the abnormal
and the supernormal. His model of the abnormal is epilepsy, and he contends
that epileptic seizures open up the psyche to transcendent states. When viewed
historically, Myers' conception of epilepsy reflects a pivotal, transitional
phase in modern medicine. Known in Greek antiquity as the "sacred
disease," in the Christian era epilepsy became "the falling
sickness" and was frequently ‑ diagnosed as the effect of
possession.
However, beginning with
the nineteenth century psychiatry made systematic observations of epileptics
and formulated basic personality traits of the disease. This development, was
facilitated by the founding of asylums and epileptic wards in general hospitals
in France, Germany, and England. These asylum doctors discovered a unique character
behind the symptoms, created a new terminology, and developed statistical
studies (Temkin 1971, 257). The asylum doctors clarified types of seizures that
remain well known:
(1) Grand mal
seizure meant a total bodily convulsion with loss of consciousness.
(2) Petit mal
seizures consisted of a range of attacks considered less severe.
(3) Absence
entailed a temporary loss of consciousness without convulsions.
(4) The furor
epilepticus comprised a premonition, noise in the head, threatening dreams,
loss of consciousness, falling, and release of homicidal rage.
Two French physicians,
Benedict Morel and Jules Falret, found anger and irritability to be basic
characteristics of the epileptic. Any trivial incident could trigger epileptoid
anger, lasting one or two hours
Page 20
and even repeating
during the day. Anger could appear just before or after a seizure; or it could
exist independently and be discharged spontaneously in violent actions. The
epileptic seizure would be expressed in an attack, fall, or a dizzy spell, i.e.
vertigo. On the other hand the condition could be hidden in specific behavior
without convulsions, in a state known as masked epilepsy (épilepsie
larvée). In the same time, German psychiatrists produced the concept of
psychic equivalents, stating that an epileptic could have symptoms that were
independent of but equal to seizures. As in Myers' theory, one of the psychic
equivalents of epilepsy was
the experience of a
transcendent world in a
deep state of trance. Within the seizure one has a vision, which could be
remembered after the convulsion. The following letter, written by an epileptic
patient to his wife, illustrates this psychic equivalent:
I then thought that 1 was caught up by the hair of my head, and
brought through the air to a beautiful country, which was surrounded by
beautiful green grass parks, and those parks were full of young lambs, ... I
then asked the person supposed to be in my company, where was God. His reply
was in Heaven. 1 then said this was Heaven. He then said that this was only a
kitchen to Heaven, and none can enter into Heaven but those that are pure and
perfect. He, the visionary man, said that this was the place that saints were
made perfect in. He then told me the number that had entered since our Savior
went there (cited in Temkin 1971, 372).
Such epileptic patients
sincerely believed that they were in heaven, had left their bodies, visited the
divine region, and returned to their bodies. They ascribed heavenly status to
themselves and to their doctors. Having recalled their visions proves that not
all awareness was lost, while they were unconscious. The trance consisted of a
twilight state, in which the threshold of consciousness was lowered but not
entirely extinguished, Although epileptic attacks might have been followed by
phases of confusion or depression, patients remained pleasant, amiable, and
gentle.
When Myers was
formulating his position, during the latter third of nineteenth century,
neurology emerged to compete with psychiatry and to establish medical dominance.
The neurological study of epilepsy was
Page 21
founded by the British
physician John Hughlings Jackson. In the 1860s Jackson observed epileptic fits
occurring on one side of the body, having no loss of consciousness, but yet
exhibiting impaired sight, speech defects, and an aura of a foul smell at the
onset of the attack. Jackson interpreted this unilateral seizure as a sudden
local discharge of grey matter in the brain. Avoiding broad generalizations, he
argued that the différent kinds of attacks conform to the evolutionary
hierarchy of the brain.
Epilepsy proper,
involving loss of consciousness, originates in the highest brain centers, but
localized seizures, called epileptiform attacks, derive from the middle brain
region. Jackson recognized a third, miscellaneous class of fits, as found in
breathing disturbances or injuries, that pertain to the lower level of the
brain. He theorized that epilepsy reversed the order of evolution through a
descending process of mental dissolution, i.e. from the higher level to the
lowest.
So‑called
Jacksonian epilepsy means that specific types of seizures correlate directly
with organic disease in the brain. Brain disease is purely physiological.
Psychological symptoms are useftil only as signs that point to particular disturbances
in the brain. For Jackson the brain embraces a configuration of movements,
which is essentially separate from but parallel to moral or emotional symptoms.
While fear may precede an attack, the fundamental cause is a discharging lesion
in the movements of the brain.
The actual birth of
neurology took place in London on January 10, 1894, when one of Jackson's epileptic patients died. Jackson asked to be present at the autopsy of this
patient, known in medical history as Dr. Z. Jackson persuaded his colleague
Walter Colman, who conducted the autopsy, to search "the taste region of
Ferrier on each half of the brain, very carefully; " and they found
"a very small focus of softening in that region (in the uncinate gyrus) of
the left half of the brain" (Jackson S. 1931, 461). The name Ferrier was
that of David Ferrier, who studied experimentally the conductive fibers to the
brain, which supported Jackson's observation of local convulsions induced by
the discharge of grey matter. The autopsy discovered the lesion in the left
temporal lobe of the brain. Jackson's account of this autopsy in his published
papers became the neurological paradigm of temporal lobe epilepsy in the
twentieth century- Jackson founded neurology as a mechanistic and physiological
science. He maintained a strict psycho‑physical dualism, sharply
separating the fields of psychology and medicine, and restricting the latter to
physiology.
Page 22
Whereas the asylum
doctors had studied types of convulsions and states of consciousness, Jackson focused on the morbid condition of brain cells. For Jackson the greater the
discharge of grey matter in the brain, then the more severe would be the
seizure. Study of the biography of the patient, which the asylum doctors had
conducted, was neglected.
After Jackson's
pioneering work, neurology expanded and, by the mid‑twentieth century,
dominated the understanding of epilepsy. The triumph of neurology was aided by
the introduction of the EEG in 1929, making possible more precise readings of
brain activities. For example, the concept of psychomotor epilepsy replaced Jackson's "uncinate group of epileptic fits, " and its origins in the
temporolimbic region in the brain was documented (Blumer 1984, 37). Meanwhile,
the identity of Dr. Z. remained unknown, and he passed into historical
oblivion. Because Jackson ignored the person behind the symptoms, his
successors failed to ask a simple question: Who was Dr. Z.?
Nearly 100 years after
the famous autopsy, David Taylor and Susan Marsh identified Dr. Z. as Arthur T.
Myers (1980). Born in 1851 Arthur Myers was the youngest son of Rev. Frederic
Myers, a priest in the Church of England. The father also died in 1851, at the
age of 40, only a few months after Arthur was born. Arthur was the youngest
brother of Ernest Myers and of Frederic W. H. Myers ‑ theorist of the
subliminal self . Is this family relationship the reason why Frederic Myers made
epilepsy the paradigm of the subliminal self.?
Arthur Myers' obituary
was published in the British Medical
Journal on January 27,
1894 and reprinted by Taylor and Marsh (1980, 760‑761). A few
biographical facts reveal the decedent's epileptic personality. Myers was
educated at Cheltenham and Trinity College, Cambridge. He received his medical
degree in 1881 and in 1893 became a Fellow in the College of Physicians. He practiced at St. George's Hospital and Belgrave Hospital for Children, where his
work was characterized by "patience, minuteness, and fidelity. "
Myers published papers in leading journals and displayed an interest in
psychological problems and psychic research. He was an outstanding athlete,
winning several prizes in racketball and tennis.
Despite his great
athletic prowess, destiny thought fit to inflict upon him that terrible and
inscrutable nervous malady which occasionally harassed him
Page 23
in early youth, and of
late years advanced with relentless tread, baffling the most devoted medical
skill and ultimately involving a fine intellect in ruin and confusion. He was
of a singularly kind and amiable disposition, given much to acts of
hospïtality and goodness to others. The slight brusqueness of his address,
sometimes remarked by his juniors, was largely due to his infirmity His
history is tinged with a touch of melancholy.....for he has shown us the example
of a brave man struggling against an unhappy fate (760).
Arthur Myers was a life‑long
bachelor who died at 42. Taylor and Marsh contend convincingly that Myers'
death was a suicide committed by an overdose of chloral hydrate (758, 763‑764).
The death was not judged legally to be a suicide, but they argue from the
cumulative and lethal effects of asphyxia, coma, epilepsy, Bright's Disease of
the kidneys, and narcotic medications.
The biography is
significant, further, because it yields the sources of some of Jackson's basic concepts. Jackson's publications contain verbatim accounts by Arthur Myers
of his own seizure experiences. One example reported by Jackson in July 1888,
is as follows: I first noticed symptoms which 1 subsequently learnt to
describe as petit‑mal when living at one of our universities, 1871. 1 was
in very good general health, and knew of no temporary disturbing causes. 1 was
waiting at the foot of a College staircase, in the open air, for a friend who
was coming down to join me. 1 was carelessly looking round me, watching people
passing, etc., when my attention was suddenly absorbed in my own mental state,
of which I know no more than that it seemed to me to be a vivid and unexpected
"recollection"‑of what, 1 do not know. My friend found me a
minute or two later, leaning my back against the wall, looking rather pale, and
feeling puzzled and stupid for the moment (Jackson 1931, 400).
More attacks came in the
next two years. Often at night he would awaken "with an impression that I
had succeeded in recollecting something that I wanted to recollect" but
then had forgotten it by morning. On awakening he would have soreness at the
edge of the tongue, a feeling of having been bitten, and saliva on the pillow.
Page 24
Generalizing on his seizures,
Myers states that the sense of recollection was central, naimely,
"realizing that what is occupying the attention is what had occupied it
before, and indeed has been for a time forgotten, and now is recovered
(Jackson 1931, 401) This statement actually anticipates Sigmund Freud's
definition of the unconscious, which will be discussed in chapter two. Myers
admits that his normal memory is poor but "in the abnormal states the
recollection is much more instantaneous, much more absorbing, more vivid, and
for the moment more satisfactory, as filling up a void which I imagine at the
time 1 had previously in vain sought to fill. " The recollections always
begin "by another person's voice, or by my own verbalised thought."
Then the return to normal consciousness is not a rush but a gradual process.
Return to consciousness is marked by a flush in the skin and face, quickened
heart beat, and increased urinary output. During seizure, Myers becomes pale
and has an empty look in the eyes, assenting to anyone's remarks. Saying yes
includes a smacking of the tongue or a tasting movement of the lower jaw. After
a petit‑mal attack, he neither hallucinates nor loses balance. Myers
recalls running across a Swiss glacier in 1878, when an aura befell him: I had
insufficient control to stop myself and felt no fear, but only a slight
interest in what would happen. 1 went through the familiar sensations of petit‑mal
with such attention as 1 had to give concentrated on them, and not on the ice,
and after a few minutes regained my normal condition without any injury. 1
looked back with surprise at the long slope of broken ice 1 had run over
unhurt, picking my way, 1 know not how, over ground that would normally have
been difficult to me (Jackson 1931, 403).
Myers began to suffer
grand mal seizures after 1874, and normally they recurred at intervals of 18
months. When recovering from pneumonia in 1876, he had seven or eight attacks
within a two month span. An aura of recollection followed his grand mal
convulsions, but it lacked the clarity of those after the petit mal. With the
grand mal neither an epileptic cry was heard nor muscular spasms observed.
Nevertheless, he felt tired and sore with bodily bruises. Myers recalls several
episodes, when a seizure would come and yet, despite the absence of memory and
consciousness, he could still function
Page 25
of physically and
purposefully. In one situation, he saw a young male patient, who complained of
lung problems. Myers told the young man to undress and lie down on the couch,
so as to be examined.
I thought he looked
ill, but have no recollection of any intention to recommend him to take to his
bed at once, or of any diagnosis. Whilst he was undressing 1 felt the onset of
a petit mal. 1 rememer taking out my stethoscope and turning away a little to
avoid conversation. The next thing 1 recollect is that I was sitting at a
writing‑table in the same room, speaking to another person, and as my
consciousness became more complete, recollected my patient, but saw he was not
in the room (Jackson 1931, 404‑405). One hour later, Myers observed the
patient in bed and read, in the patient's chart, his diagnosis of pneumonia. He
concluded that both his conscious and his unremembered diagnoses were, in fact,
the same. Jackson also reports that occasionally there were post‑paroxysmal,
purposive "actions by Z during unconsciousness, of a kind which in a man
fully himself would be criminal, and must have led to very serious consequences
had not fortunately, his condition been known. What he did was overlooked by
those concerned" (1931, 460). Myers' criminal" actions remain
unknown, but in light of the findings by the asylum doctors, violent or
indiscreet sexual deeds are possibilities. In the same context, Jackson asserts that Dr. Z. suffrered anxiety. "It was not a fear of the fit; the
dread came first, and then the fit, or rather the rest of the fit.
Myers' own introspective
statements gave rise directly to the distinctive concepts of Jacksonian
epilepsy: " dreamy state", " intellectual aura,"
déja vu, and familiar yet strange premonitions. When produced under
seizure, Myers' writings exhibit normal grammatical structure, but the words
are written in a round‑about, confusing manner. Otherwise, his writings
are clear, coherent, and compact. When combining these biographical facts with
additional traits known to the asylum doctors, the classical psychiatric
profile of epilepsy emerges. Myers was charitable and pleasant, his work habits
precise and dutiful; and yet he was sad, melancholy, and irritable (Blumer
1984, 25). He chose not to marry, a fact implying a lack of sexual arousal or
interest. Myers was also concerned with the supernatural world and psychic
ability, by virtue
Page 26
of his relationship with
his brother Frederic (Taylor and Marsh (1980, 761).
Though open to psychic
experiences of the other world, he (Dr. Z) retained a scientific scepticism.
His critical bent and medical knowledge aided his brother in the
conceptualization of the subliminal self. In the preface of his first volume,
Frederic acknowledges his brother's help. "My thanks are due also to
another colleague who has passed away, my brother, Dr. A. T. Myers, F.R.C.P.,
who helped me for many years in all medical points arising in the work"
(1903/1954, 1 ix).
Finally, my intent in
this chapter is - to correlate the epilepsy of Arthur Myers with the vision of
the other world in the intellectual work of his brother Frederic.
Since Frederic Myers
regarded epilepsy as the paradigm of abnormal, dissociated consciousness,
surely this belief comes from his family relationship. Further, it is my intent
to argue, more fully in the next chapter, that - the theory of the
subliminal self is a sublimation of threshold epilepsy and that Frederic Myers'
selection of eruptive images (e.g. fire, ocean waves, and earthquakes) is
driven unconsciously by an inherited familial tendency.
It is not my intent to
account for all the functions of the subliminal self but to integrate its
epileptoid character with specific death experiences in order to achieve a
symbolic framework, useful to clinical work and theological reflection.
Correlating Arthur
Myers' disease with his brother's theoretical vision presupposes the validity
of psychiatric findings, established before the introduction of the EEG and
anticonvulsant medications. As stated above, neurology has dominated the study
of epilepsy in the twentieth century. Neurology has converged with pharmacology
and provided successful treatment for epileptic patients. They can live normal
lives without the crippling effects or social stigma of the seizures. Medical
success has led to the common assumption
that epilepsy is only a brain disorder, having no psychiatric complications.
Epilepsy is no longer perceived as the falling sickness.
However, a closer look at
epilepsy will reveal that although they be denied and medically treated, the
psychiatric aspects of the falling sickness do not disappear (Blumer and
Benson 1982). The major convulsions may be controlled, but the personality
traits discovered by the asylum doctors remain in place. The only change is
that the epileptoid character has become more subtle, muted, and likely to be
overlooked (Blumer, et. al. 1988, 118‑121). An example of this situation
will be presented in the last section of this chapter.
Page 27
When viewed
historically, the separation of neurology and psychiatry rests upon two
philosophical assumptions, flowing from Jackson's analysis of the Dr. Z.
autopsy.
Neurology concentrated
on the physical brain cells as the object of scientific investigation, while
splitting off the subjective personality and family relationships. By focusing
on the brain as object, neurologists presume reality to be physical and,
therefore, prefer monistic, epiphenomenal, and dualistic interpretations.
Consequently, behavioral traits in the personality, family, or genealogy lack
intrinsic significance. As Jackson said, psychological tendencies are only
signs of a neural lesion.
In contrast, my intent
is to integrate subject and object, person and family, assuming that reality
consists of relatedness. With respect to epilepsy a comprehensive understanding
needs the unification of neurology and psychiatry (cf. Szondi 1980, 192‑193;
Blumer 1984, 52-57).
The union of these two
disciplines moves the subject of epilepsy beyond the monistic and dualistic
assumptions of the age of Jackson. In a unified, medical perspective, personality
characteristics are not merely signs but are unconscious channels of
transcendent reality. (By transforming the word personality into family!
this formulation might also be used to explain Bert Hellingers Family
Constellations LB)
Il. THE DOSTOEVSKY AURA
The fundamental
psychiatric profile of epilepsy bears a polarity of pent‑up emotion and
ethical, religious, and/or psychic experiences of an other world. To understand
how this polarity helps shape a psychology of death it is appropriate to
consider the experience of Fyodor Dostoevsky. This eminent Russian writer
suffered epilepsy nearly his entire life, and his personal life‑world, as
revealed in his literary characters, was the same as that of Arthur Myers.
Furthermore,
Dostoevsky's life and work exhibit almost all the phases of the subliminal
self: disintegration, genius, sensory automatisms, phantasms visions of the
dead, motor automatisms, and ecstatic trance. By carefully recording his own
seizures and reading medical literature, Dostoevsky worked out a precise and
detailed understanding of the classical psychomotor or temporal lobe epilepsy.
During the last twenty
years of his life, 1861‑1881, when he wrote his great works with
epileptic characters, the French asylum doctors shaped the medical paradigm of
epilepsy. Dostoevsky's characters essentially replicated that model.
Dostoevsky's epilepsy
appeared between 1846‑1848, although epileptiform symptoms in
the sense of nervous disorders were present
Page 28
in his childhood. His
letters give evidence of epileptic symptoms before they were actually
diagnosed. In a letter to his older brother Mikhail, dated February 1, 1846,
Dostoevsky admits his fear of a "nervous fever," and in a subsequent
letter on July 18, 1849, he complains of a "disorder of the nerves that
goes in a crescendo. Now and then 1 have throat spasms like the ones 1 used to
have before" and "I have bad nightmares" (Frank and Goldstein
1987, 37, 45). He also suffered poor appetite, hemorrhoids and diarrhea,
heightened sensitivity, long dreams and occasionally loss of a sense of time.
Other early symptoms
included auditory hallucinations, dizziness, and fainting spells, the latter
occurring with an aura. At the time, the aura was conceived as a
"breeze," since this was the translation of the classical Latin term,
which had been introduced by the Roman physician Galen. He identified the aura
as a sensation moving through bodily limbs before erupting in a seizure. In
Dostoevsky's experience the aura appeared a few seconds or minutes at the onset
of the attack. Along with the aura he had premonitory signs, called
prodromatas, a few hours or days before the convulsion, including ill‑temper,
absences, drowsiness, and depression (Rice 1985, 10‑11).
Having endured all these
symptoms for several years, Dostoevsky consulted a physician, Stephen Yanovsky,
for a diagnosis. He would diagnose Dostoevsky correctly in 1847, observe his
seizures, and report his psychic interests. Both doctor and novelist developed
a close bond, so that their relationship itself took on a psychic quality.
Yanovsky lived in Pavlovsk and travelled to St. Petersburg three times a week
for his medical practice. He recalls that one day a strange urge convinced him
of the necessity of returning to the city for an unscheduled visit. In a remote
area he accidentally ran into Dostoevsky who had no money to pay a petty debt
demanded of him by some military clerk. When the writer saw the doctor, he
shouted, "See! See who will save me! " Later Dostoevsky called the
incident remarkable and every time he would remernber it, he would say,
"Well, after that, how could one not believe in premonitions! "
(Berry 1981, 44).
In this situation
Yanovsky discovered Dostoevsky suffering convulsions, agitation, blood rushing
to the head, and arms bleeding. Viewing the episode in terms of Frederic Myers'
theory of the subliminal self, we
Page 29
might infer that
Yanovsky and Dostoevsky shared a telepathic exchange, triggered by the writer's
life‑threatening convulsion, A second situation, witnessed by Yanovsky,
came about one year later in the early morning hours of May 29, 1848:
After two I heard
extremely raucous heavy gasps, and when I went into F. M.'s room with a lighted
candle 1 saw him lying on his back with eyes open, in convulsions, with foam at
his mouth: and his tongue sticking out. Here for the first time 1 saw the
illness in an extreme degree (cited in Rice 1985, 11).
Yanovsky's observation
illustrates Dostoevsky's life‑long pattern of undergoing convulsions
during sleep which may have persisted undetected throughout his childhood.
After nocturnal attacks, he would awaken in pain, bleeding, bruised, and
aching. In the nineteenth century it was known that epilepsy could simulate
death, and Dostoevsky feared to be mistaken for dead and buried alive.
The relationship between
death and epilepsy was clarified, further, by Dostoevsky's mock execution. On
April 23, 1849, he was arrested for participating in revolutionary circles and
condemned to death by a firing squad. Standing on the scaffold, waiting to be
shot, he felt a mystic terror," just like that in his epileptic seizures
(Frank 1983, 55).
As narrated in The
Idiot he recalled having only five minutes to live, and in that brief
moment his thinking accelerated with a heightened clarity:
Not far off there was a church, and the gilt roof was
glittering in the bright sunshine. He remembered that he stared very
persistently at that roof and the light flashing from it; he could not tear
himself away from the light. It seemed to him that those rays were his new
nature and that in three minutes he would somehow melt into them (Garnett,
trans. 1958, 57).
With the roll of the drum. unexpectedly, Dostoevskys death
sentence was commuted and followed by a four-year prison term in Siberia. Nevertheless, in those few minutes facing the firing squad, he came to know the
purification of the end of time and the eternity of life.
Subsequently, in 1868. when Dostoevsky published The Idiot,
he included a sketch of the phases of his epilepsy:
Page 30
He would have prodromatas, feeling sick, absent-minded,
dreamy, and agitated. These signs would make him sad, oppressed, and mentally
dark. Then, one minute before the convulsion, light flashed like lightning in
his brain and, suddenly, his vital forces intensified:
The sense of life, the consciousness of self, were
multiplied ten times at these moments which passed like a flash of lightning.
His mind and heart were flooded with extraordinary light; all his uneasiness,
all his doubts, all his anxieties were relieved at once; they were all merged
in a lofty calm, full of serene, harmonious joy and hope (218).
Speaking through his epileptic character Prince Myshkin,
Dostoevsky asks:
What if the light were a disease? He answers his own
questioning by claiming that even if it were abnormal, it would not matter, so
long as it is the acme of harmony and beauty, and gives a feeling, unknown and
undivided till then, of completeness, of proportion, of reconciliation, and of
ecstatic devotional merging in the highest synthesis of life (218). Then in
the same context he declares that he would gladly sacrifice his entire life for
the ecstasy of this aura, when: There shall be no more time. (219)
The latter statement is a quotation of Revelation 10:6, and
it means that in the apocalypse clock time (chronos) comes to an end.
2) The light would go out and total darkness would descend
with violent convulsions:
At the moment the face is horribly distorted, especially the
eyes. The whole body and the features of the face work with convulsive jerks
and contortions. A terrible, indescribable scream that is unlike any thing else
breaks from the sufferer. In that scream everything human becomes obliterated
(227).
To a by-stander it seems that someone else inside is
screaming, and the sight evokes horror and the uncanny.
(3) After the seizure, which takes several days to get over,
one feels sadness and depression. Memory and the logical connections of ideas
are ruptured. Everything seems strange and uncanny; meanwhile, the body feels
heavy. A profound sense of guilt pervades the depression, a feeling that one
had committed a crime long ago.
Page 31
The epileptic is vulnerable to peculiar personality states
between the seizures. One wanders aimlessly, unaware of other people, feeling
restless, strained, and the need to be alone. During this intermediate phase,
one may have a déja vu, paranoia, and extreme fear, as well as religious
feelings.
From 1861 to 1881, the last twenty years of his life,
Dostoevsky recorded 102 seizures. The attacks varied from twice a day to those
at intervals of four or five months. Some were preceded by premonitions, others
by auras. The fury of the attacks was heightened by throat spasms, which
aroused his earlier dread of death, including fears of dying in sleep or of
being wrongly pronounced dead and buried alive. The throat spasms also awakened
fears of suffocating and choking to death.
Notes written by Dostoevsky between June 16-28, 1870,
illustrate Frederic Myers notion of phantasms of the dead:
At night I saw my
brother in a dream, hed seemingly been resurrected but was living separately
from the family. I seemed to be at his place, and somehow I seemed to be not
right: loss of consciousness, just like fainting spells. I dont think.. .I
went into some large room nearby to consult a doctor. Brother was seemingly
more gentle toward me. I awoke, again fell asleep, and the dream seemed to continue
(Cited in Rice 1985, 292).
The brother is Mikhail, who died
of liver disease on July 6, 1864. Dostoevsky goes on to describe the second
part of the dream:
I see my father (for
a long time Ive not dreamt of him). He directs my attention toward my chest,
below the right nipple, and said: Alls well with you, but here it is very
bad. I looked and it actually seemed that there was some kind of growth below
the nipple. Father said: Your nerves are in disorder. Then at fathers
theres some kind of family holiday, and his old mother entered, my granny,
and all my ancestors. He was as happy. From his words I concluded that I was in
a very bad way. I showed the other doctor my chest, he said: Yes, its a right
there. You havent long to live; you are in your final days.
Page 32
Dostoevsky explains that, after
awakening in the morning, he felt a painful, bruised spot on his chest, exactly
where his father, a physician, pointed in the dream. He also states that his
lungs fill up with liquid, and he has trouble breathing.
Dostoevsky discussed a repetition
of this dream in a subsequent letter on April 28, 1871, to his second wife
Anna: I dreamed last night of my father and he appeared to me in a terrifying
guise, such as he has only appeared to me twice before in my life, both times
prophesying a dreadful disaster, and on both occasions the dream came true
(Frank and Goldstein 1987, 353-354). The message conveyed by the dream was
accurate, because Dostoevsky suffered progressive pulmonary disease during the
last eleven years of his life. The clinical significance of the dream is
twofold. It is an authentic precognitive dream, with a familial telepathic
exchange, and consistent with the case material used by Frederic Myers for his
theory of the subliminal self. It incorporates aspects of the ancestral dream
(Szondi 1963, 84) which will be developed further in chapter four.
In the same year of the dream
Dostoevsky published The Possessed and, speaking through the epileptic
Kirillov, clarified the aura further:
There are seconds - they come five or six at a time - when you suddenly feel
the presence of the eternal harmony perfectly attained. Its something not
earthly -I dont mean in the sense that its heavenly - but in that sense that
man cannot endure it in his earthly aspect. He must be physically changed or
die. This feeling is clear and unmistakable; its as though you apprehend all
nature and suddenly say, Yes, thats right. God, when He created the world,
said at the end of each day of creation, Yes, its right, its good. It..
.its not being deeply moved, but simply joy. You dont forgive anything because
there is no more need of forgiveness. Its not that you loveoh, theres
something in it higher than lovewhats most awful is that its terribly clear
and such joy. If it lasted more than five seconds, the soul could not endure it
and must perish. In those five seconds I live through a lifetime, and Id give
my whole life for them, because they are worth it (Garnett, trans. 1936, 601)
Page 33
Here Dostoevsky specifies joy as the essence of the aura,
and its intensity is metaphysical in the sense of disclosing the whole of
Creation. He continues:
I think man ought to give up having childrenwhats the use
of children, whats the use of evolution when the goal has been attained? In
the gospel it is written that there will be no child bearing in the
resurrection, but that men will be like the angels of the Lord.
The gospel, to which Dostoevsky refers, is Matthew, stating;
For in the resurrection they neither marry nor are given in marriage, but are
like angels in heaven (22:30). The context is eschatological; joy manifests
ultimate reality as revealed in the death experience. (This correspond to
conclusions of the Tibetan Book of Death). The absence of child-bearing
complements, and does not contradict the joy.
Dostoevskys lung disease, which was revealed in the dream
of his father, deteriorated into pulmonary tuberculosis. His epileptic seizures
ceased in 1878, three years before his death on January 28, 1881. The apparent cause of his death was a hemorrhaging of the blood vessels, which filled the
lungs (Burke 1969, 687). The vessels had eroded as a result of the progressive
tuberculosis. Weakened by an enormous loss of blood, Dostoevsky had a premonition
of his coming death. He made a confession and took the Holy Communion (Frank
and Goldstein 1987, 515). He remained conscious up to the moment of his death
and then passed into the mystery of the eternal.
III. PAROXYSMAL-EPILEPTIFORM PATTERN
In his masterful history of epilepsy Owsei Temkin argues
that the Dostoevsky aura was a literary device to shape the story and not a
direct expression of the disease (1971, 377). Temkins position can no longer
be maintained; for nearly 100 years after Dostoevskys death, an Italian
research team confirmed the medical existence of the ecstatic aura. The case
involved an unmarried, 30 year old male, whose epileptic attacks began at age
13. His seizures came in relaxed or drowsy states, inducing a detachment from
the environment, followed by indescribable joy, feeling of total bliss, and
without any negative thought or sensation (Cirignotta, et. al., 1980, 709).
Page 34
The medical confirmation of the aura also raises a question
as to whether the basic polarity of epilepsy, i.e. a) pent-up emotion
and b) ethical, religious, and/or psychic interests might be more than
metaphorical. Temkin wrote his history with the expectation that Jacksonian
neurology would eliminate epilepsy altogether (1971, 388). Temkins hope presumes
that Jacksonian etiology, namely, an epileptogenic lesion in the temporolimbic
system, would completely explain the falling sickness.
However, the neuropsychiatrist Dietrich Blumer challenges
the assumption that the complexity of epilepsy can be explained by a
simple lesion in the brain. He finds that the basic polarity entails a dynamic
tension of polar factors, which are found in varying degrees among healthy
people as well (Blumer 1984, 53).
Blumer believes a broader genetic factor is necessary
to account for both the neurological and psychiatric aspects. His judgment is
consistent with the trend in genetics to conceive of multifactorial causation of epilepsy (Lennox 1951), an inheritance in which major genes or polygenes interact with endocrine and
exogenous factors, producing thresholds of liability for the disease (Andermann
1980).
Blumer appeals to the comprehensive theory of epilepsy, as
worked out by his teacher Leopold Szondi. As early as the 1920s, Szondi
began pioneering investigations of neuropsychiatric problems, using extensive
pedigree studies and a multi- generational family perspective. For example, by
1931 he determined that neuroses bear a multifactorial causation,
specifically heredity, the psychobiological constitution of the brain, and
midbrain disturbances. This view came out of his pioneering study of stuttering
as a global dysfunctional phenomenon rather than as the pathology of a
particular organ. In 1932 Szondi demonstrated that stuttering is genetically
related to migraines and epilepsy. Between 1932-1935 he established the fact
that epilepsy, migraines, and stuttering obey a dimer (= chemical expression
LB) recessive pattern of inheritance with quantitative variations of
multiple alleles (Szondi 1936, 33 1-333). In European medicine
epilepsy, migraines, and stuttering are called the Szondi Triad.
After showing the hereditary character of neuroses, Szondi
went on to demonstrate that they vary with respect to different genetic groups.
Some belong to the predominantly schizoform (Sch) group, others to that of the
manic-depressive (C) group. However, epilepsy, migraines, and stuttering
represent the paroxysmal group, (P) which is characterized by the attack
syndrome, namely: 1) an accumulation and release of emotions and 2)
inclination to hide ones face (Szondi 1977, 482).
The two paroxysmal tendencies of this syndrome are shared by
humans and animals. The human being is a hierarchically-ordered whole system
that has evolved with both a high-level mental integration as well as an
instinctual drive nature.
Such basic wholeness precludes the argument that a single
gene or simple brain lesion is the sole determinant of a specific behavior. It
is necessary to recognize an intermediate level between simple factors and the
whole, in order to unite distinctly human and animal functions. The
intermediate level in the human organism contains instinctual drive systems,
which are genetically-derived and evolutionarily stable. Instinctual drives
belong to the animal brain.
The instinctual drive operating in epilepsy is the
paroxysmal pattern. In typical medical usage the term paroxysmal designates, on
the one hand, fever or tachycardia and, on the other, convulsions. Here paroxysmal
denotes an intensification of energy to a climax, followed by a rest
(Szondi 1987, 263). The sequence of rising up and slowing down constitutes a
rhythm which unfolds through repetitions. When viewed through a span of time,
the rhythmic recurrences display a wave-like undulating process.
Szondi s concept of the paroxysmal pattern resembles, to a
certain extent, the biological startle pattern, which is a universal,
involuntary reaction to shock and a preparation for danger. In popular thought
the startle readies a fight or flight reaction.
However, the unique feature of Szondis concept is that the startle
intensifies energy which drives against death, not only in defense against its
threat but as a search for meaning and value.
When the intensification of energy informs an epileptic
seizure, a volcanic eruption of emotion flows against the danger and becomes
transformed into a death-like state (Szondi 1977, 494). As a defense, one is
put into the place of death by the release of hostile emotion (Sich-Selbst-Tot-stellen).
The specific biological mechanism is called the death-feigning reflex
(Totstellreflex).
The paroxysmal pattern may be analyzed in terms of two
branches. In the one, the death-feigning reflex discharges crude pent-up
emotion in the form of epileptic seizures; in the other, the inclination to
hide ones face is a reflex involving motor disturbances, blushing and becoming
pale, as well as mimicry in the form of hysterical attacks (Szondi 1960, 102).
Epilepsy is a defense against the threat of death, hysteria
a defense against imaginary danger. Epileptic seizures frequently occur at
night and in sleep, hysterical outbursts in daytime and
Page 36
waking consciousness.
With EEG measurements it is possible to refine more precisely the differences
between epilepsy and hysteria, but clinically they are both convulsive in
nature, sharing the attack syndrome.
One of Szondis
fundamental insights is that epilepsy, in particular, satisfies certain needs
and tendencies, which vary in terms of normality or abnormality, and which
possess a polarity. The task is to explain the essential polarity of epilepsy,
namely, the discharge of pent-up emotion and ethical, religious, psychic
activities. This polarity is exemplified by clinically diagnosed epileptics
like Arthur Myers and Dostoevsky and in less extreme modes by persons of
similar or related heredity. The paroxysmal pattern of epilepsy may be
conceptualized by the following model:
(1) Accumulation of
gross affects (e.g. anger, rage, envy, jealousy, hatred, vengeance). This is
called the Cain tendency by Szondi, and it accounts for the irritability and
anger of the epileptic, as the asylum doctors observed.
(2) Acceleration of
affects to a peak, causing convulsion and a lowered threshold of consciousness.
One becomes passive, involuntary, seemingly unaware, and capable of committing
violence.
(3) Movement toward
atonement through love, courage, compassion, desire, and joy. This is called
the Abel tendency, and it informs moral action, religious faith, and psychic
grasp of a transcendent realm.
This model accounts for
the clinically observed cases of classical psychiatry and the introspective
statements by epileptics themselves. It pertains to the basic forms of epilepsy
as well as to their psychic equivalents, such as all vascular disturbances, allergies,
glaucoma, bed wetting, and severe psychotic psychopathologies (Szondi 1963,
336). Additional equivalents are infantile eclampsia, asthma, left-handedness,
and tendencies toward violent death (Szondi 1972, 93, 107).
From the age of the
asylum doctors to the present, psychiatry has recognized secondary traits in
the epileptic character, which are tendencies toward clinging, tenacious and
perseverative behavior toward people and ideas (Szondi 1963, 333). Contemporary
psychiatric studies add even more secondary characteristics: round-about
writing style; compulsive, verbose speaking or writing; and close attention to
details (Bear, et. al. 1984; Himmelhoch 1984). These traits are acknowledged in
contemporary neurology, but they are derived from the temporal lobe
Page 37
as transient
instabilities that only evoke psychic seizures in the form of anxiety. (Persinger
1987, 16, 134). In contrast, Szondi argues that the epileptic personality
clings, perseveres, and so forth, not because of anxiety, but in order to
control anger, jealousy, or hatred. This presupposes the classical psychiatric
insight that hostile emotions are eruptive and volcanic, thereby making anxiety
a secondary aspect of seizures.
One of the major
discoveries of contemporary psychiatry is the fact that the epileptic lacks
sexual activity, arousal, or interest, whether male or female, young or old.
This fact was established in a pioneering study conducted by Henri Gastaut and
Henri Collomb (1954). Hyposexuality is the rule for psychomotor or temporal
lobe epilepsy. There are rare cases involving hypersexuality or perversion but
these occur as exceptions in non-psychomotor epilepsy. These findings were
confirmed by Earl Walker and Dietrich Blumer (1984, 304, 309).
The absence of sexuality
in temporal lobe epilepsy is a basic fact, which bears upon fundamental
neuropsychiatric therapy. It means that sexuality and paroxysmality are
neurally and biologically distinct.
Whereas sexuality seeks
preservation of the species and procreation, paroxysmality seeks meaning and
value in the face of death.
The clarification of
these two drive-functions is made clearly and comprehensively by Szondi. This
distinction illumines, further, why Arthur Myers was both epileptic and a
bachelor, why Frederic Myers theory of the subliminal self excludes sexuality,
and why Dostoevskys characters lack sustained relationships with women. Prince
Myshkin has the gift of foresight and spirituality but knows nothing of women
and Kirillov affirms the joy of the aura without child-bearing.
IV. EPILEPSY AND PARANOIA
One of Dostoevskys
original insights dealt with paranoia as a derivative of epilepsy, occurring
either after or between seizures. Beginning in 1944, Szondi explored the
relationship between epilepsy and paranoia, and he provided detailed
documentation of the clinical evidence.
In 1895 A. Bucholtz
described chronic paranoia on an epileptic base in his Habilitation thesis.
Seven years later, W. Weygand stated that the epileptic could suffer delusional
persecutions and hallucinations. When documenting these early sources, Szondi
points out that paranoia strikes after epileptic convulsions have been
controlled.
Page 38
Similarly, paranoia obtains in stuttering as well as other
combinations. As an example, the following paragraph is my translation of one
of Szondis cases (198).
For many years (he) treated a 25-year old, unmarried woman,
who suffered genuine epilepsy severely. She lived with her mother, who was a
charming but pathologically masochistic, hysterical, and occasionally depressed
person. Mother and daughter lived in a sadomasochistic bond. The daughter, who
played the sadistic role against the hysterical-masochistic mother in this
relationship, attempted to poison her with Luminal. She had to be hospitalized
from time to time, because of other paranoid, persecution delusions toward the
mother.
Szondi approaches this paranoia-epilepsy link in terms of
the theory of Ego splitting. For example, inflation might be
present in the conscious foreground of the personality, while paroxysmal
reactions rumble in the unconscious background. Persons who suffer this kind of
splitting display a rapid rotation of these split-off phases. So at
one time, they become schizoform-inflative, as though possessed, and, at
another, they discharge epileptiform seizures in the form of poriomania, which
is an aimless, lonely, wandering without any awareness. Dostoevsky portrays
this type of splitting in the prodromata and inter- seizure behavior of Prince
Myshkin. Szondi contends that rotating ego phases could be exchanged for one
another, succeed one another, or work together as opposites (e.g. projective
paranoia co-acting with convulsion and violent intent).
The issue discussed by Szondi also raises a historical
problem. In 1963 two British psychiatrists presented the same idea, claiming to
have achieved a breakthrough. Conceptualized as the schizophrenic-like
psychoses of epilepsy, the study was based upon 69 epileptics, suffering
chronic psychoses with grand mal, petit mal, and focal seizures (Slater and
Beard 1963). The patients acquired epilepsy in their late teens or early 20s
and exhibited auras, twilight states, warm feelings, irritability,
aggressiveness, stubbornness, and periodic depression. Despite delusions and
hallucinations, the patients retained clear dream content and religious
feelings. One of the crucial contributions of this study was the observation
that psychoses of epilepsy are cyclical and without mental deterioration. In
contrast, genuine schizophrenia runs a course, leading (39) toward mental
deterioration
Page 39
Otherwise, the study did not achieve a new breakthrough; for
the authors neglected the French and German literature of the asylum doctors.
The failure to maintain historical scholarship has been one of the consequences
of medical specialization in the age of neurology.
The relationship between epilepsy and paranoia
has a fundamental bearing upon this book . As explained
primarily by Szondi, paranoia is characterized by the expansion of the ego onto
a cosmic level. The paranoid has the unique ability to expand ego boundaries by
stripping away bodily limitations (Szondi 1987, 290). This capacity for ego
expansion can be constructive or destructive.
On the one hand, one can be
a) healthy and of paranoid disposition and achieve
metaphysical understanding or paranormal insight . On the other hand,
b) in an unhealthy state the paranoid can acquire
schizophrenia and regress to an elementary level of magical-occult thought,
suffering delusions and hallucinations, and sometimes epileptiform symptoms
like migraines and stuttering.
V. EPILEPSY, DREAMS, AND DEATH
One of the possible effects of a functional
paroxysmal-paranoia is an enhanced psychic sensitivity, including telepathy and
clairvoyance.
Although this is implied in Frederic Myers theory of the
subliminal self, it is difficult to find the topic discussed in the clinical
literature. So I conclude this chapter by presenting a personal situation. In
the spring of 1991 I was contacted by a young, white woman who had dreamed of a
deceased relative and who wanted an opinion from me on the dream. I agreed to
talk with her and, while discussing her dream, she happened to say: I am
epileptic. I then inquired about the nature of her epilepsy. In early
November, 1981, she suffered an automobile accident, in which her head went
through the front windshield. About six weeks later, she had a massive grand
mal seizure. Thereafter, she continued having grand mal seizures, each one
lasting two days. I understood her condition to be a form of post-traumatic
epilepsy, in which the accident activates a hereditary predisposition in the
form of threshold genes (Niedermeyer 1984, 112). It is also known that carriers
of epileptic threshold genes are accident prone (Hedri 1963).
To understand the apparent genetic etiology, I inquired
about her family heredity. She told me that her mothers uncle is a temporal
lobe
Page 40
epileptic; this relationship would confer a genetic factor
of one eighth per cent. Her mother, maternal grandfather, and maternal
great-aunt suffered tremors. Her sister had allergies and her son asthma. Her
parents had divorced when she was a baby, and she lost contact with her
fathers family. Nevertheless, the data from the maternal ancestry suggest
hereditary factors.
The woman was originally diagnosed in a medical center,
given a neurological explanation, and prescribed anticonvulsant medications. I
asked her if the neurologist explained the psychological aspects, as known to
classical psychiatry, and she said no. Then I explained to her those aspects,
which she recognized in herself. The following three paragraphs condense the
information she provided me.
She feels pent-up emotion, has a periodic discharge of
anger, and yet has acute ethical and religious interests, as well as psychic
abilities of clairvoyance and telepathy. Her writing expresses a detailed,
round about style. Interpersonally, she tends toward clinging. After seizures,
she feels sluggish, with a sense of heaviness and thickness in the body. She is
intolerant of alcohol and, when drinking, becomes dyslectic. She is afraid of
eating alone. Finally, she is left-handed and believes herself to be accident
prone. These secondary characteristics emerged about two years after the
initial grand mal convulsion.
The epileptic attacks come, when sleeping or relaxed. Her
grand mal seizures evoke violent convulsions, falling backwards into a dark
tunnel, and becoming numb; she hears but cannot respond, yet has a pleasant
feeling. When the seizure has ended, she feels tired, sad, and melancholy,
having bodily bruises and soreness in the jaw. She then falls into a deep sleep
and awakens with the sense of having been dead. Her awakening is a return to
reality. Between seizures she sits with a blank stare and exhibits automatisms.
She suffered grand mal seizures for five years, 1981-1986.
At the time of my interview, she had not had a seizure for five years. She
credited this fact to the anticonvulsant medication but when discussing her
medication, I asked if she dreamed. She seemed somewhat surprised by my
question but described a specific pattern. Nearly every night she dreams of
grinding her teeth, breaking the teeth, spitting them into her hand, and waking
up with pain in her jaws. Sometimes, she screams and fears choking, on awakening.
I suggested that the dreams of grinding teeth were focal epileptiform seizures
going on despite medication. Contrary to the neurological
Page 41
position, her inner life exhibited the classical symptoms of
genuine epilepsy. Further evidence obtains from the fact that prior to the automobile
accident in 1981, she had a paranoid tendency. Two years later, when the
secondary traits of epilepsy appeared,
her paranoid tendency deepened and
turned into a paranormal, psychic sensitivity.
This development supports Szondis interpretation of the ego-
expansiveness of paranoia. Now as a psychic and epileptic, she perceives auras
in people, but they are manifest as heat intensities rather than as colors. She
recalled that about 1982 or 1983, she saw the ghost of her husbands grandfather
in the form of a shadow. This presence followed her around the house, but when
she said, go away, it vanished. I asked her about her grandfathers mode of
death, and she replied that it was unexpected but could not give details.
Throughout 1987-1988, she beheld the presence of a deceased,
elderly female, walking through the house which she and her husband rented.
Apparently, the deceased woman was the grandmother of the owner of the house.
On three occasions, the lights in the house turned off, while the television
was running.
The final evidence of her psychic ability came out during
the dream, which prompted her initial contact of me. I suggested that she write
about the dream, and I quote her statement below:
(She) was awakened from sleep to find a lady standing next
to my bed. This was a very pretty lady with medium length brown hair. She was
maybe in her early 30s. She told me that she was very close to J. (my mother in
law) and that she needed to reach her and she was having trouble. In a movie
type picture in my brain she showed me pictures of my husbands family sometime
ago. The woman in the dream is K., a cousin of the dreamer, who died of cancer
in her early 30s and who was a distant acquaintance of the dreamer. The dream
came as a surprise. The scene in the dream shifted to a past time, when a
picture appeared of a lady in a hospital type bed with my mother in law
standing over the lady and J. was crying. The lady was very sick (and) dark
under the eyes, hair very short different style.
Page 42
This scene reenacts the time when K. was dying. Then the
dream jumps back to the present. K. and the dreamer both leave the latters
house and travel to J. s house. The dreamer believes that she has left her
body and gone to J. s house with K.. She continues: I remember looking down at
my feet (bare) and seeing 2 pair of shoes with the soles walked down and 2 pair
of white sneakers stepped out of one after another. Then we started through the
house and up the stairs. She made it with great ease getting ahead of me. She
said that she could reach C. [ husband] but that it was J. that she wanted to
talk to.
Halfway up the stairs the dreamer stops and tells K. that
she is worried about her children and should return home. K. becomes angry and
then reveals her name to the dreamer, who replies that she has never met her.
Finally, K. urges the dreamer to tell J. to think of her.
On awakening at 1:00 a.m., the dreamer finds her daughter
crying because she had fallen out of bed. When morning came, the woman went to
J.s house and learned that J. had also been awake at 1:00 am.. The woman discovered that the shoes in J.s house belonged to her children and were lying
on the floor, exactly as portrayed in the dream. The apparent intent of K. s
appearance in the dream was to contact J., whose children were seriously ill.
However, J. was not receptive psychically but the epileptic woman was.
Ironically, J. had the following dream a short time later in January, 1991:
J. is in a room full of people. Some she knows; some she
does not know. K. is on the opposite side of the room, looking toward J.. J.
did not look in her direction, because she knew K. was dead. J. tried not to
look at K. out of fear.
From the perspective of Frederic Myers, the first dream
manifests an authentic phantasm of the dead, whereby the deceased initiates a
relation to whomever is sensitive in the family (1903/1954, I, 51). The
epilepsy activates the subliminal awareness, which extends across the familial
continuum, including the living and the dead.
On September 4, 1991 I presented this case to one of my
classes, in order to illustrate the persistence of epileptiform seizures even
with anticonvulsants. After class an African student came forward and said
43 - 44 pages unfortunately got lost
Page 45
CHAPTER TWO: A DYNAMIC ANCESTRY
I. THE FAMILIAL UNCONSCIOUS
Frederic
Myers formulated the theory of the subliminal self on the eve of new
developments in psychology, neurology, and biology. One of the new movements,
in the early twentieth century, was depth psychology, which posited the reality
of the unconscious. Sigmund Freud is commonly credited with discovering the
unconscious; however, our investigation has revealed that the idea of the
unconscious was already implied in Myers' theory of the subliminal self.
Furthermore, introspective statements by his brother Arthur demonstrate that he
uncovered the existence of the personal unconscious, by reflecting on his petit
mal epileptic seizures, which he suffered prior to 1874. As quoted in charter
One, Arthur Myers identified reconnection as central to the seizure and that
reconnection realizes what "has been familiar, but has been for a time
forgotten, and now is recovered."
Arthur Myers' statement anticipates exactly Freud's description
of the unconscious. In a memorandum to the British Society for Psychical
Research, written in 1912, Freud defined the unconscious as follows:
A conception - or any other mental element- which is now present
to my consciousness may become absent the next moment, and may
become present again, after an interval, unchanged, and, as we say, from
memory, not as a result of a fresh perception by our senses.
Page 46
In
the same context Freud goes on to say that an "unconscious concept is one of
which we are not aware, but the existence of which we are
nevertheless ready to admit on account of other proofs or
signs" (Freud 1958, S.E. XII, 260).The unconscious carries material either
temporarily forgotten or repressed, which complements gaps in consciousness. The
essence of the unconscious consists of instinctual
representations that tend to be discharged as wishes (Freud 1957, S.E. XIV,
186). Instinctual drives are signified by the satisfaction of wishes in
dreams and neuroses.
Freud conceived of the human organism as a closed system
with a finite and unchanging quantity of life energy called libido. He
thought of the unconscious as an urge with neither proportionate
conflict nor opposites. The urge is a force of essentially sexual
material flowing into consciousness and threatening the person, so that it must
be expelled from the mind, or repressed. Repression is due to censorship
of conflicting feelings that arise particularly from the Oedipus
Complex, defined as the son who loves the mother and hates the father.
Freud'
s model of the unconscious grew out of his work in neurology in
1890. At that time a complete picture of the brain was not available,
and Freud failed to realize that thought emerges from electrical
activity between individual brain cells or neurons. Thought comprises billions of
neurons that fire and create their own energies instantaneously. For
example, Freud did not connect epilepsy to neural discharges, as Jackson did, but to conflicts in hysteria traceable to an unresolved Oedipus
Complex. He assumed that the nervous system is subject to invasion and
intrusion by external sources and that these are defended by reflexes. Freud
further assumed that nothing can ever be actually lost in the brain, because it
creates nothing new and picks up what is discarded in childhood (1957, S.E.
XIV, 195). Freud's fundamental assumptions have been rejected by neurology on
the grounds that the brain is an independent, adaptive system, which generates
its own information, and that material can be lost (Robson 1988, 44-45, 60-64).
Early childhood memories before age three are often forgotten, because the
brain cuts connections laid down near the time of birth in order to adapt
to changing environments. The neurological critique of Freud
indirectly confirms the character of the subliminal self, which Frederic
Myers described as independent and adaptive. Ironically, Frederic Myers offers
compelling evidence against one of neurology and in favor of Freud,
namely, every act and idea
Page 47
are
registered in the universe (1893/1961, 37). This is rooted in the deja vu of
epilepsy and, as will be discussed in chapter six, the life review of near
death experiences. To a certain extent, the perspective of Frederic
Myers was developed by Carl Jung who began his career in psychiatry as a
follower of Freud. However; Jung went beyond Freud by recognizing that
although repression occurs, it is neither fundamental nor exclusively sexual.
Jung said that libido is like energy in physics and that it pervades the entire
physical universe as a vast field and is not confined to the physical contours of
the brain. Frederic Myers had stated the same idea, using the analogy of
the spectrum of light. Against Freud, Jung contended that psychic
energy can split into polar processes and unite them into a whole. The reason
is that the life energy behaves in the manner of all natural systems as a
self-regulating and balancing process. Since the unconscious is a natural
system, it is a self-regulating region which balances itself through flowing syntheses
of opposites. The unconscious works by automatic compensation. When
consciousness becomes too one-sided or rational, the unconsciousness
compensates by generating irrational forces.
Historically,
Jung's insight that the unconscious splits into opposites proved to be crucial
in the diagnosis of schizophrenia. The schizophrenic presents a polarity
of normal and abnormal parts of the self, split off from
each other and acting separately. He learned as a young psychiatrist that the
normal part, though hidden in the background, communicates through the abnormal
part in the foreground. The person behind the symptoms communicates through
symbolic language, and the task of the psychiatrist is to discover
the personal narrative. Jung's recognition of unconscious polarity and
the fact of symbolic language was made in the so-called "Babette
Case" (1961, 126127). Another discovery by Jung was that of the
connective unconscious. Just as the brain has evolved and preserved earlier
evolutionary eras in its structure, so has the psyche. The psyche or mind
comprises a universal awareness that is partly conscious but mainly unconscious
and that is an energy field connected to each person through the brain stem.
While consciousness serves as the seat of sense perception and the agent
of social interaction, the unconscious formulates knowledge. Sensory
knowledge consists of mental imagery, because data must be processed
through the brain-mind system. As sensory data are processed, they are
Page 48
simultaneously interpreted as symbols. Altogether, the psyche encompasses sensory processing
in the brain and symbol formation in the mind.
Jung
illustrates these functions with a common example. He notes that to the open
vision of the eye the sun appears to rise every morning, ascend to amid-day
peak, and then descend to darkness at sunset. This obvious and daily sighting
of the Sun, repeated since primeval times, also registers in the mind, where it
is interpreted in a symbolic form. By analogy, the psyche symbolizes the rising
and the setting of the sun as the cycle of human existence. So in the morning
or childhood, life arises and ascends to the peak of consciousness and then, at
mid-day or noon, descends through aging and suffering to death or the
unconscious. Thus, what the eye sees becomes through the mind the universal
model of living and dying.
However,
Jung extended the symbol of the sun's arc into a model of self-development and
grounded it in the hero myth. The person like the hero takes consciousness away
from the mother and develops in a linear manner into adulthood and
self-consciousness. At the midpoint of life, the person begins to feel the pull
of death and so, in the second half, descends to death or returns to the
unconscious. In the second half of life one does not grow in linear phases but
by dramatic breakthroughs that deepen consciousness and prepare for death.
Clearly, the hero myth goes beyond the basic cross-over pattern of the sun, and
Jung's interpretation will be opposed by an appeal to archeology in chapter
three and to Ancient Near Eastern mythology in chapter seven.
According
to Jung, the connective unconscious contains instinctual drives and archetypes.
Instinctual drives are unconscious, inherited, and uniform motivations of
behavior. They are automatic, necessary, but not creative. Jung lists the
drives in terms of their biological primacy. (1) Hunger is the first one,
followed by (2) sexuality. When these two are satisfied, then (3) a drive to
activity emerges, followed by (4) a reflective and (5) a creative drive which
is capable of suppressing the others (1960, 116-118). Jung's scheme is
questionable logically and biologically. Citing a creative drive is
contradicted by the prior definition that a drive is not creative. Further,
these drives are stated without reference to animal studies, which would
demonstrate a genetic homology between animal and human functions. Jung also
fails to provide an assessment of the tensions of the drives, their
variabilities and modes of satisfaction. Finally, Jung omits the startle
network of the brain, the paroxysmal
Page 49
pattern,
according to which every animal and every human being are susceptible to a
seizure in response to irritation or shock (Niedermeyer 1984, 112). The
apparent reason for his neglect of epilepsy is that he makes schizophrenia the
paradigmatic disease.
The
archetypes are innate, preformed dispositions which strive for manifestation in
conscious life. Archetypes do not appear directly but indirectly as symbols,
since they remain unconscious. Archetypes are reflexive forms that evolve from
the unconscious, just as seeds grow into trees. Although archetypes tend toward
the goal of manifestation, they erupt in the manner of volcanic upheavals.
Similarly, instinctual drives also erupt from the unconscious. Both drives and
archetypes discharge the universal psychic energy through their respective
incursions. Jung imagined the connective unconscious to be like a vast ocean,
on the surface of which mountain summits are visible as a result of volcanic explosions.
Similarly, James and Myers compared the subliminal self to the ocean. Jung also
used a geographical model, when he portrayed, in a 1925 lecture published
posthumously, the following unconscious layers in the evolutionary psyche:
families, clans, nations, large groups (e.g. Europeans), primore ancestors,
animal ancestors, and the hidden fire as background radiation of all cosmic
origins (1925/1989, 134). - The hidden fire wouId be 'interpreted- in
contemporary physics as the residual radiation emanating from the explosive
origin of the universe called the "Big Bang."
These layers are listed without a framework of an evolving
hierarchy in the universe. Jung does not clearly distinguish between ancestral
and connective content, as he admits in his autobiography (1961, 233, 237). In
his view, archetypes are models deployed by the ancestors and transmitted to
descendants. In a lecture delivered on April 20, 1925, Jung asserts that one
may become possessed by an ancestor. Conceding that this idea is hypothetlcal,
lacking scientific evidence, Jung goes on to say "that these ideas of
ancestor possession would be that these autonomous complexes exist in the mind
as Mendelian units, which are passed on from generation to generation intact,
and are unaffected by the life of the individual" (1925/1989, 37). He
explains that analysis tries to discover the ancestral traits and assimilate
them with consciousness. Jung's appeal to genetics or "Mendelian units is
promising, but the idea confuses genes with psychological concepts of complex
and possession. In retrospect, (if) Jung had been able to conceptualize a
distinct genetics
Page 50
of the
unconscious, he would have made a fundamental conceptual advance beyond Myers.
Meanwhile in Budapest, Szondi began his pioneering investigations of the family
and made seminal contributions to psychiatric genetics, as noted in chapter
one. His early research was governed by the assumption that a psychic trait
equals one or more genes. Through extensive pedigree studies Szondi found that
geneticaIly-induced traits are manifest, particularly in basic decision-making.
By laying out a family tree, it would be possible to trace unconscious genetic
influences in more and vocational selection, as weIl as other existential
choices. The sources of decisions could be derived neither from repressed
wishes nor from coIlective archetypal representations. After examining several
hundred genealogies, he published an English language essay in 1937,
demonstrating genetic influences in marriage choice. The foIlowing is one
example:
Case
21.
A
woman, cook on a ship, makes the acquaintance of a reckless gambIer on the
ship, and falls in love with him. Later they get married. They have a daughter
who is epileptic. The husband is killed in the gambling club.
After
the death of her husband she enters a concubinage with a labourer [sic] in
brickworks, from whom she has three children. One of these, a girl, is also
epileptic (Szondi 1937, 46).
The woman has given birth to two epileptic children by two
different men. Viewed relationally, all three are gene relatives. Since the men
are not identified as manifest epileptics, then they must be carriers of genes
for the disease. Thus, the case indicates that epilepsy is recessive.
Consequently, to acquire the disease one must inherit one gene for epilepsy
from each parent. Should one inherit one epileptic gene that is paired with a
normal gene, then receiving a single-dosage gene makes one a carrier, who does
not become epileptic. Szondi contends that the single-dosage genes, carried by
the woman and her two partners, are the source of their mutual attraction. As a
consequence of their respective matings, two epileptic children are born. The
case continues, and I quote the remainder:
The
daughter from the first (and legitimate) marriage had once a bad quarrel with
her husband, seized an axe in her anger and
Page 51
threatened
him with it; but afterwards she fainted and had typical epileptic fits. These
fits return since regularly. This daughter bore eleven children, among them
three epileptic and one eclamptic. The second daughter from the concubinage got
married too and had a child who died in eclamptic cramps.
The first daughter acquired her epilepsy after a fit of
anger, which confirms Szondi's theory that the seizure is a defense against the
Cain homicidal intent (1969, 53-54). Pent-up emotion causes the recessive
epileptic genes to penetrate the phenotype. This epileptic gave birth to three
epileptic children and one eclamptic child. This presupposes her mating with a bearer
of one or two epileptic genes. In classical psychiatry eclampsia is regarded as
a paroxysmal equivalent of epilepsy. So of the 11 children four are born with
paroxysmal-epileptiform disturbances. This ratio of four out of 11 conforms to
the percentages of transmission in classical Mendelian genetics, namely: 25 %
chance of being effected by the disease; 50 % chance of acquiring the gene in
single-dosage and becoming a carrier; and 25 % of being totally uneffected.
Finally, the case illustrates the distinction between blood relatives
and gene relatives. Marriage among blood relatives is prohibited by the incest
taboo, but in actual practice more selection occurs by means of mutual
attraction among gene relatives (Szondi 1937, 71).
In
a subsequent essay, recently reprinted, Szondi argues that heredity
influences choice behavior in terms of opposites (1955/1992, 22-25).
The
reason is that genetic information is transmitted on genes and chromosones from
mother and father. Such dual heredities make polarity inherent in genetic
transmission. In cases of psychopathology the genetic predisposition is
manifest both as a trait and as a defense against it. Manifestation of the
trait takes place as the striving of a need, which simultaneously triggers a
defense as a means of satisfaction.
In
the case of the epileptic daughter, cited above, she feels anger and picks up
an axe ready to kill. Since she is threatened by the fit, she defends against
it by fainting and undergoing epileptic convulsions. Her epileptic attack is a
defense against the need to kill in the form of the "death feigning
reflex" (Totstellreflex).
The
case of epilepsy helps to reveal, further, the nature of the familial
unconscious. Genuine epileptic convulsions appear only from time to time. Meanwhile,
as the asylum doctors knew, the epileptic
Page 52
behaves
differently as implied in the nation of masked epilepsy. Between seizures one
feels religious, acts morally, or becomes psychically sensitive. Szondi
contends that behavior between attacks is also governed by epileptic genes
which are hidden in the genotype. The same may be said of schizophrenia or
manic-depression. Because of the alternating phases of these genetically-based
psychopathologies, Szondi developed the concept of psychic rotation, using the
image of a revolving stage. As a stage, the personality is driven to turn
around; suddenly the background rotates into the foreground and vice versa.
Psychic rotation parallels the established genetic fact of dominance
variability, which means that most variations occur with dominant genes
(Milunsky 1989, 97).
Since
everyone becomes shocked or angry but is not epileptic, this raises even
further the question of variability. Along with the polarity of heredity,
Szondi conceives of a latent proportionality in the familial unconscious. The
dual paternaI and morernaI heredities vary with respect to intensity. Every
person bears instinctual drives, and heredity determines the relative range of
intensity of each of the drives. Szondi differentiates between three drive
centers in the animal brain: sexual, paroxysmal, and contact, which is the
drive to make and maintain relationships, as exemplified in attachment
behavior. The ego is added in the system, but it derives exclusively from the
human levels of the brain. No rigorous determinism is entailed, because genes
interact with the environment through the drives, and these are modulated by
the ego. The interaction involves a range of drive-needs, which may be normal
or abnormal.
The fact of genetic variability leads to an even further
aspect of the familial unconscious, namely, heterosis or high Darwinian
vitality. Heterosis means that, in the cage of recessives, carriers of the
genes in single-dosage are heterozygous and, consequently, healthier and stronger
than those who receive a double-dosage of the gene. The latter are homozygotic
recessive, and they acquire the trait. The fact of heterosis was originally
established in clinical observations that male heterozygotes have more mating
speed in courtship compared to male homozygotes. Theodosius Dobzhansky explains
that sexually and out breeding species have high rates of heterozygosis,
including humans (1970, 178-198). The reason, he suggests, is that heterosis is
one way of balancing adaptations of organisms and environments and of
guaranteeing genetic variability. The notion of heterosis depends on the
existence of recessive
Page 53
genes,
whose traits are believed to be negative or ambiguous. The recessives
arise by mutation and remain as genetic loads to populations until they pass
out by natural selection. However, negative recessives leave gene pools no more
rapidly than so-called positive genes. There is no ideal typology of normal
genes, from which recessive mutants deviate. Rather, recessives balance genetic
loads by yielding more vital offspring, who in turn facilitate adaptation.
Thus, heterozygotes have a higher reproductive input into populations.
Early investigators established that carriers of the gene
for sickle cell anemia in single-dosage are healthy and resistant to malaria
(Milunsky 1989, 117). Carriers of a cystic fibros recessive gene seem to be
immune to influenza and possibly cholera (Harris and Super 1987, 73). Cystic
fibrosis does not follow the classical Mendelian percentages, but it varies in
different ways: 66% for full sibling; 50% for half sibling; and 50% for sister
or brother with cystic offspring. The cystic gene is located on the long arm of
chromosorne.
Heterotic balancing is discussed in several places in
Szondi's writings. In an early essay he assesses the original experimental
evidence of heterosis and argues for a revision of the notion of genetic load.
Instead of viewing the genetic load as purely negative, he recommends the
conception of a familial load ifamiliären Belastung), which means
that descendants of genetically-ill ancestors receive vitality that defends
against the negative traits in constructive social roles (Szondi 1949, 11). The
familial load of genetically-tainted families motivates the selection of
socially positive vocations.
Throughout his extensive writings, Szondi
employs the German adjective familiäre to mean
"familial." His German usage presupposes the same in Latin, where familiaris
means "family" or "household." Family members are
familiars in classical usage. The familial load is essentially the same as the
familial unconscious, and it covers two kinds of relationships. One is that of
blood relatedness, traceable through paternaI and morernaI ancestry, and the
other is that of gene relationships, whereby choices of mores, friends, and
vocations are influenced by genetic dispositions. Persons chosen by genetic
tendencies are also familiars. The familial unconscious is an overlapping band
of generations, a "vertical" stream of blood relatives and a
"horizontal" stream of gene relatives (Burgi- Meyer 1987, 10).
A
well known example of gene-relatedness and vocational selection is that those
with a disposition toward schizophrenia choose psychiatry
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as
a vocational outlet. Choosing this helping profession balances the deleterious
gene for schizophrenia in the familial load. The current situation in American
psychiatry illustrates this issue. E. Fuller Torrey chose psychiatry as his
profession because, when he was 19 years old, his 17 rear old sister became schizophrenic
with a paranoid psychosis. She began to hear hallucinatory voices, and
consequently, he believes that hearing voices is the central symptom of
schizophrenia in 75 % of patients (Dajer 1992, 43). Torrey is the leading
exponent of the viral theory of schizophrenia, and he acknowledges that the
aural hallucination indicates damage in the left temporal lobe of the brain.
In summary, the familial unconscious, as
described by Szondi comprises a (1) polar, (2) genetically proportionate, and
(3) heterotic balancing structure. The nation of familial or familiarity
extends an original insight of Arthur Myers, who uncovered, through
reconnections, forgotten material that was familiar (Jackson 1931, 401). Freud
did not advance decisively beyond the Myers' brothers mutual articulation of
the unconscious, since he mainly detected the dynamic force of repression. Carl
Jung actually continued along the lines of Frederic Myers' vision but innovated
with his discovery of polarity. Only Szondi advanced beyond Myers with his
discovery of the genetics of the unconscious.
However, in light of Szondi's genetics studies,
we may pose a question to Carl Jung. Why does the unconscious split into
opposites? The answer is that one receives two heredities from two parents, in
which the "ladder" structure of the DNA molecule possesses a polar
form and the genes are arranged contiguously on the two "sides of the
ladder." The coded information yields dual forms in the drives of the
organism.
If one were to ask how the familial unconscious
could be known, the answer would come from therapy. One of Szondi's dramatic
cases deals with a male patient, whose genealogy carries several epileptic and
paranoid relatives. For example, his mother suffers migraines, and her father
had had epilepsy since age 15. A sister of the maternal grandfather is
schizophrenic. The father has fits of rage and poriomania. Two more male
cousins are paranoid psychotic. The patient, however, is neither epileptic nor
paranoid, as such. Psychological testing reveals manifest sexual disturbance
and interpersonal instability. These conditions occupy the foreground, and the
epileptic and paranoid traits linger in the background by virtue of his
heredity.
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In the course of therapy the patient displays
symptoms of an epileptic aura. He feels sick, seems to be sinking into a
nothingness, gets anxiety over the impending attack. He moans, gasps for air,
and exhibits the symptoms of asthma. He wants to jump off the coach, attack his
therapist violently, and run out of the room in an epileptic fugue. With the
seizure he has hysterical struggles of laughing and weeping; hallucinations and
illusions; paranoid guilt; persecution fantasies and delusions (Szondi
1955/1992, 21). Metaphorically, his epileptic and paranoid relatives have
returned in a moment of shock
suffering.
This therapeutic episode not only attests to the
familial unconscious but also to the fact that pathological symptoms derive
from the genotype rather than the archetypes. The sudden turnm-around,
springing the relatives' traits into view, so to speak, gives evidence that the
mental threshold pertains to genes as weIl as to consciousness. As Szondi has
shown convincingly, the threshold is indeed variable and it can be raised or
lowered in accordance with the degree of genetic penetration. Whether one
possesses a predisposition or even manifests the trait in the phenotype makes
little difference genetically. The ancestors are always standing backstage,
ready to rush onto the stage of the mind. They are strange but familiar
characters.
II. THREE
LANGUAGES OF DISEASE
Szondi's
discovery of the familial unconscious was not intended to displace the
significant contributions of Freud and Jung but to integrate them. Altogether the
unconscious or subliminal self comprises distinct and co-active personal,
connective, and familial regions. Szondi has described the unconscious as a
poly-functional system (1955/1992, 8), in which each domain speaks its own
"language": symptom (personal), symbol (connective), and decision
(familial).
As an illustration of these three languages,
terminal cancer is considered. In contemporary clinical experience cancer is
the paradigm of fatal illness, because it flourishes in epidemic proportions,
particularly in affluent societies. Normally, cancer emerges from a long, slow,
and hidden incubation process and, even after its onset, creates unique images
that amplify the character of the symptoms. Imagery helps the patient cope with
the disease and filter treatment decisions. Images take shape as metaphors,
through which the patient expresses self-understanding and anxiety. Cancer
metaphors retain binding force, because they bring
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some
degree of controI to a disease with an ineradicable mystery (Sontag 1978, 5-6).
The more mysterious a disease, the more is imagery needed for coping with the
shame, fear, and dread. Cancer is as mysterious as epilepsy, and the metaphors
of epilepsy express eruptive, elemental forces, such as fire, ocean waves, and
earthquakes. Cancer metaphors express the body under attack, besieged,
aggressive cell growth, tormented by degeneration of the flesh, horrible pain,
dread of soiling, and dirt.
Psychoanalysis
has pioneered in the study of this disease, mainly because Freud died of cancer
in 1939. Since he described the unconscious with intrusive and invasive
notions, which are cancer metaphors, was his theory shaped by the incubation of
his own illness? Psychoanalysis examines how the disease intrudes from within,
invading the unconscious layers of the organism, and how it activates
corresponding images. It also exposes the psychodynamic process behind the
cancer metaphors.
Although there are many kinds of cancer, at issue
psychoanalyticaIly is whether the disease takes a tumor or a non-tumor form.
Gotthard Booth developed a profile that has become useful in approaching
the tumor patient (1979, 99-100): (1) He or she suffers the
imprinting of a trauma in the first few years of life, creating a lack of basic
trust. (2) Out of the trauma comes a life-long need for controI. (3) The
disease eventually sets in, when one loses control over a particular
"object," usually after a serious loss. (4) The disease locates in
the organ that dominates the genetic make-up of the person and the lost
"object". This point implies that the strongest, central, or
controlling organ in one's life suffers the illness. (5) The tumor symbolizes
the lost "object," so that, through the disease one holds onto it
unconsciously. (6) The course of the disease depends upon whether one
surrenders the "object" and works through the loss, or whether one
resists and retains the "object" as an unconscious source of
pleasure. Working through promotes healing, resistance encourages the disease.
Booth
emphasizes that disease is not evil but is a revelation of one's limits and
one-sidedness. Underlying the psychoanalytic profile are the dynamics of
depression, specifically futile clinging to a lost" object. "
Sometimes, the tumor represents the negative aspect of a person in one's life,
such as, for example, the mother of a breast cancer patient who also died of
breast cancer (Dreifuss-Kattan 1990, 162-163). A personified tumor introduces a
splitting within the self, so that the patient may either
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project
or introject the "object." The tumor is a thing that expands, as a
non-self entity, amorally and socially. Projection is frequently accompanied by
denial, particularly in the early phases of the disease. Denial conserves the
status quo, protects the self from disintegration, and offers a sense of
controI. Denial may be expressed through projection as an irrational
falsification of the condition or as a cheery optimism. When these prove to be
unsuccessful, the tumor patient may introject the tumor as a bad thing, which
cannot be eliminated. This would lower self-worth and facilitate depression. In
death the bad thing triumphs inside.
When
cancer takes a non-tumor form, as in leukemia, the patient cannot dwell on a
thing, a split-off nonself within. Unable to project or introject an
"object," the patient is flooded with high fever, physical weakness,
and fear, which threaten psychic disintegration. In order to cape, the patient
may view the care-giver as healthy and whole, with whose self-image he or she
wishes to identify; yet this wish has to be denied (ibid., 191). By fusing with
the healthy care-giver, the patient incorporates a new identity and doubles the
self. Through doubling one narcissistically inflates oneself into a new and
healthy being. While this inflation might temporarily defend against the dread
of the disease, eventually it breaks down, and the patient sees his or her own
sickness mirrored in the concerns of the care-giver. When the fusion leads to
realistic mirroring, the fear of death surfaces. The patient then becomes
vulnerable to the dual images of sickness and health, life and death, being and
nonbeing. One becomes victim to a primal agony and fears falling into a state
of disintegration. Whereas the fear of falling echoes the dread of epilepsy,
the dynamics of fusing, doubling, and mirroring may occur with AIDS patients as
well.
Further, the
Jungian view of cancer is weIl represented in a paper by RusseIl Lockhart
(1977). He states correctly that our word symbol derives from two Greek
roats: syn, which means "together," and pitein, which
means "to fall." He interprets symptom to mean two or
more things that fall together, as though by chance. Thus, when cancer strikes,
one feels victimized by random forces for which one is not responsible (13).
Feeling victimized and out of control induces a splitting within the self.
Lockhart's interpretation reflects Jung's insight that cancer befalls the
extrovert who, while investing energy in external structures, becomes stuck
internally and ceases to grow. This dilemma of the extrovert is partially
established connectively and psychically by
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industrial
society, whose alienation from nature serves as a breeding ground for cancer.
In contrast, cancer is virtually absent in undeveloped, tribal society, which
is more closely related to nature. In the connective unconscious cancer
stimulates the imagination. Lockhart states the well-known etymology of symbol.
The Greek prefix syn combines with the infinitive ballein, which
means "to throw." Hence, symbol implies two things thrown together
intentionally to produce the meaning. He illustrates the etymology with the
cage of a dying woman who, unexpectedly and spontaneously, painted a crocodile
holding a clock. In the painting she "threw together" a reptile and a
machine, announcing from her unconscious, animal nature: "Your time has
come" to die. Generally, cancer images represent natural forces of
predatory aggression. The body is being torn in two, consumed, and assaulted.
Cancer belongs to that part of the self that is denied, undernourished, cut
down, and unable to grow. Cancer images frequently convey motifs involving
earth and plants, such as cutting down trees or crossing a field as a stranger.
These may accompany feelings of guilt and retribution, promises to change and
make sacrifices, while doing nothing at all.
Finally,
cancer betrays hereditary patterns. When viewed from the perspective of the
familial unconscious, Szondi' s extensive pedigree studies have confirmed that
certain families bear specific inclinations toward terminal illness. This fact
pertains both to cancer as a hereditary disease and to its bodily location. The
following quotation is my translation of one example:
In
one case the mother died of uterine and breast cancer, the father of a stroke.
Of the twelve surviving children two sons remain free of cancer. Three of the
daughters died of uterine cancer, One of ovarian, and two of breast cancer.
Thus, five daughters followed their mother with respect to the organ attacked
by the disease, so that one may speak of a kind of "organ choice." Of
the grandchildren one died again of breast cancer, another of uterine, and the
third (a man) of bowel cancer (Szondi 1987, 359).
Such
familial patterns provide a genetic foundation to the psychoanalytically observed
fact of organ choice in cancer patients. They cohere with the existence of
proto-oncogenes, which numbering
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about
forty, are activated by specific enzymes; thereby becoming oncogenes which then
make cells cancerous. Cancer cells reproduce themselves indefinitely through
abnormal growth. Abnormal cell growth corresponds to the image of cancer in
ancient Greek medicine, namely, the crab that creeps in unpredictable, sideways
motions at night. Like the crab cancer is an aggressive, unassailable force
that inflicts pain and threatens death.
III. CONCEPT
OF GENOTROPISM
The familial unconscious is governed by
polarity, latent proportionality, and heterotic balancing selection, but the
operating mechanism is called genotropism. Genotropism is defined as a
reciprocal attraction between carriers of related or identical genes (Szondi
1987, 41). The concept of genotropism grew out of Szondi's early family studies
(1937) and was formally presented in. a lecture in Geneva, Switzerland (1939, 45). He intended the nation of genotropism to be the psychological version of
classical Mendelian genetics. Since classical genetics dealt with dominant and
recessive modes of transmission, these factors shaped the original formulation
of the concept. Consequently, in many case studies Szondi demonstrated that
carriers of latent recessive genes tend to become attracted to one another.
Carrying the gene of a specific trait was the motivation for choice behavior
and heterosis.
Since the 1930s, many advances have been made in biology;
and so it is necessary to consider genotropism, not only in terms of recessives
but also in light of dominants, sex-linked, chromosomal aberrations, and so
forth. While investigations continue, the basic issue is whether genes for
specific traits surpass a threshold, penetrate the phenotype, and influence
choice behavior. The fact of genetic influence on decision making can be
established by detecting relationships in genealogies. Certain genes co-exist
with certain patterns of choice; for example, epilepsy, migraines, and
stuttering in families of religious professions.
The concept of genotropism remains
controversial, especially in European psychiatry where it is better known. One
of the common objections to the concept is that genes are static and not
dynamic. Szondi has argued, in reply, that genes are active in psychopathology
(1955/1992, 23). Whoever has encountered the force of epileptic seizures,
schizophrenic neologisms, and manic-depressive psychoses, has experienced the
dynamics of genes.
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The active nature of genes has been confirmed by the concept
of genemanship, according to which genes facilitate their own survival by
replicating multiple copies of themselves and by creating cooperation among
their carriers (Dawkins 1976, 97). Genes undergo natural selection, and their
goal is to survive in subsequent generations.
1.
Evolving organisms have the ability to detect similar genes in others and, to
select them for mating and reproduction. Mating with people of related or
identical genetic traits increases the number of shared genes in the offspring
by 50 %. Experimental studies indicate that couples married for four years have
more genes in common than do those who divorce earlier (Bereczkei 1992, 37-39).
These factors validate genetropism. Normally, attraction takes place through
the face, as carriers reflect their genetic traits by expression, cues, or
feelings. In the case of blindness, attraction also operates, and this
indicates that the medium of the attraction is truly unconscious.
Genotropism operates in five areas of human
experience (Szondi 1987, 57):
(1)
Genotropism conditions choices of love and marriage partners, who are attracted
to and remain bonded with each other. (2) Genotropism informs selection of
friends and ideas, thus shaping common interest groups. (3) It works in
vocational choices. (4) Genes that influence the foregoing healthy choices
mutate to condition illness and (5) death, as already indicated.
To illustrate some forms of genotropism even further, the
eminent persons discussed in chapter one may be reconsidered. Arthur Myers was
epileptic, and his brother Frederic a pioneer in the psychology of death and
psychic activities. It is highly probable that Frederic was a carrier of the
genetic predisposition to epilepsy. He conceptualized the subliminal self or
unconscious as that which erupts like a seizure in a state of lowered conscious
threshold. The genealogy reveals religious professions, which correlate with
inherited epilepsy. The father of Arthur and Frederic was an Anglican
clergyman, and the paternal ancestry was dominated by clergy. Further, the
brothers' friendship choice showed genotropic activity in the sense that Henry
Sidgwick, cofounder with Frederic of the Society for Psychical Research, was a
stutterer (Murphy and Ballou 1973, 199). Stuttering is a genetic equivalent of
epilepsy.
Frederic Myers had a love affair with a maternal cousin
named Annie, who was married to a manic-depressive and who had two sisters, One
of whom died in a psychosis. The maternal branch of Frederic
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Myers' family
had many businessmen. In his autobiographical essay 1893/1961) Frederic writes
many poems to Annie but disguises her name as Phyllis (Taylor and Marsh 1980,
763). Annie committed suicide by drowning in 1876, and her death compelled
Frederic to believe in immortality as a means of restitution. Drowning is a
preferred suicide choice of persons with paroxysmal-epileptiform heredity
(Szondi 1987, 360). A love affair among first cousins presupposes genotropic
attraction, and, in the case of Annie and Frederic, the common genetic factor
would probably be the genetic predisposition to epilepsy. Later in his life
Myers claimed that, after he died, he would send messages to the living through
a medium. His choice was Lenore Piper, the well-known Boston medium, whose
career began with epileptic seizures. There is no proof of post-mortem
communication from Myers through Piper, but the fact that he chose her as his
ideal is genotropic.
Dostoevsky,
it will be recalled, died of tuberculosis in 1881. Likewise, his mother Mariya
died of tuberculosis in 1837, as did his first wife, also named Mariya, in
1864. The latter had been married to a teacher, an alcoholic, who died of
tuberculosis as weIl. These genotropic patterns are balanced by the fact that
Dostoevsky married his second wife Anna in 1867, and she bore him four
children, one of whom, Aleksey, died of an epileptic seizure at age three in
1878. Aleksey's convulsion lasted three hours and ten minutes, and it 'gave
proof to his father of the familial inheritance of epilepsy. Assuming the
inheritance to be recessive, then Anna has to be an epileptic carrier. Therese
Wagner-Simon and lrina Haefely-Grauen have sorted out the genetic patterns in a
comprehensive study of Dostoevsky's genealogy (1985, 28-29; 1986, 13). Anna
inherited a disposition to epilepsy from her mother' s family. She displayed
distinctive characteristics of the epileptoid personality, such as attention to
details, emotionaI outbursts followed by phases of unclear thinking, and
inclination toward clairvoyance. She had precognitive dreams and premonitions,
through which she predicted future events. Her gift of foresight derives from
epileptoid heredity and is probably the basis for genetic attraction to her
husband. All of the children of Anna and Fyodor suffered scrofula, which is a
form of tuberculosis characterized by tumors in the neck that generate pus.
This fact suggests a hereditary constitutional type which makes one susceptible
to tuberculosis.
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IV.
PAROXYSMAL DEATH SYMBOLISM
The theory of genotropism logically entails a potentially
self refuting dilemma. If genes be active in psychopathology, how may they
survive, if they were not reproduced? Ordinarily, mental disorders tend to
decrease survival and reproductive success. People with poor mental health
either remain unmarried, or, when they marry and have children, they transmit
defective genes to their offspring who risk contracting the illness (Bereczkei
1992, 43).
This issue pertains particularly to epilepsy, which in its
genuine psychomotor form discourages sexual interest, arousal, and activity.
Obviously, this condition inhibits the possibility of genes for epilepsy
surviving. Historically, one resolution of the problem was to sterilize
epileptics. Szondi confronted this problem many years ago, when first
presenting the concept of genotropism. He appealed to heterosis as a fact and
contended that genotropism has two positive features: (1) sublimation in the
character and (2) socialization in a vocation (Szondi 1939, 60). With this
observation he opposed sterilization and suggested that vocational therapy
be used to find socially constructive outlets for those who have genetic
pathological predispositions.
Several years later the same dilemma was faced by William
Lennox,´who rejected sterilization and even encouraged epileptics to
marry (1951, 529). He suggested that epileptics transmit other positive traits
but did not specify what they might be. The idea of heterosis means that
deleterious genes survive in populations, when they transmit positive traits
that outweigh the negative. Heterosis involves a balancing of tendencies among
the same genes. With respect to the concept of genesmanship, it is not that
similar genes recognize one another but that they achieve an adaptive balance.
Just as carriers of genes for schizophrenia produce psychiatrists as socially
positive persons, so in the same way do genes for epilepsy create constructive
outlets. However, the question arises; what is the genetic advantage of
epilepsy?
My
contention is that threshold epilepsy defends against the threat of death
through sublimation of paroxysmal energy. Essentially, sublimation means that
the energy of an instinctual drive is transferred to a higher level to gain
greater value. Although the goal be changed, the energy remains the same. The
nation of sublimation was originally proposed by Freud, who restricted it to
the sexual drive. He argued, for example, that religious and cultural symbolism
is sublimated sexuality.
Page 63
Szondi
agreed with Freud's definition of sublimation but applied it to other
instinctually driven areas, such as religion and ethics (1977, 150). Szondi
grounded sublimation in the biological polarity of heredity or heterosis. On
the basis of this biological polarity I argue that the psychologies of death,
including mythological and theological forms, are also sublimations of the
aggressive energy released in the epileptic seizure.
My argument draws upon the introspective
understanding of epilepsy in the classical age of the asylum doctors before the
advent of neurology. One source is an anonymous paper written by an epileptic
in 1825 and used as a reference in the older psychiatric literature. He
describes the sun constantly moving before his eyes and then disappearing;
after which a square of light, about four or five feet wide, takes shape around
him. Male figures arise from the darkness at the right edge of the light and
pass before him into the darkness of the left.
As I gazed after them,
I had a feeling they were my enemies, who had first lain in wait in the
darkness and then put a chain around my breast and heart. It seemed to me that
they wanted to tear me to pieces with the chain, and I defended myself with all
the strength of my body, clenching my teeth, and clasping my hands together-
(Temkin and Temkin 1968, 567).
Others
observed during his epileptic seizure that he had clenched teeth, foam at the
mouth, and he uttered a loud cry. Afterward, he felt anxiety, had a headache,
and saw spots moving in front of his eyes. This statement reveals the seizure
to be a defense against a life threatening assault, a force of death, as it
were, amid proto-symbolic patterns of light and darkness.
A
second source comes from the German physiologist Johannes Purkyne, who suffered
childhood epilepsy and considered its essence to be dizzy spells or vertigo. On
the inside, the vertigo takes symbolic forms and, on the outside, involuntary,
violent convulsions, and loss of consciousness. He conceived of epilepsy as
involving a relationship between an inner affective disturbance and outer
muscular action. Purkyne published introspective, physiological descriptions of
epilepsy, and these have been connected by Paul Vagel (1935). I translate below
a decisive description of vertigo as expressed in dream symbolization:
Page 64
where
we image ourselves rotating passively and in a whirlpool with dreadful feeling.
I suffered eclampsia as a child, from 7-10 years, and clearly remember having a
dream symbol. It came to me as an immense, swirling sea of fire, in which I
would be turning ever more quickly, and struggle with all my powers, until I
lost consciousness. To bystanders these movements appeared externally to be
clonic convulsions, even though they would only be a movement of a vertigo dream.
(Vogel 1935, 229).
Vogel
notes that about 1925 research into epilepsy turned away from Purkyne's
relational approach to the mechanistic method of Jacksonian neurology.
A
third source comes from the biography of Vincent Van Gogh, who was diagnosed as
epileptic by doctors at St. Remy asylum. His seizures lasted for several hours
or even weeks, during which he exhibited violent, restless agitation and
ecstatic religious visions. The German psychiatrist Walter Riese confirmed the
diagnosis of epilepsy and explained how the disease influenced the painters
artistic temperament. Van Gogh struggled "for the essential, the absolute,
the simple, the unambiguous in human nature and existence" and, at the
same time, had a "dire need of his fellow men and of their love"
(Riese 1958, 200). This dialectic of hyper religiousness and adhesiveness led
Van Gogh "to deprive visual objects of all that is merely incidental in
order to 'prove' the law which is revealed by the general nature of line
and colour." As any observer could attest, the inner law of reality, as
disclosed by Van Gogh's paintings, is a dynamic vortex, whether in a starry
night, wheat fields, or sunflowers. His swirling visual forms are like the
auras seen by psychics.
These combined sources cohere with the eruptive
symbolizations as described by Frederic Myers: "the scarlet fire of the
epileptic," "up rush of the hidden fire," and "earthquake
wave of an unfathomed sea." Similarly, Nicolas Berdyaev identifies
Dostoevsky's element as fire, his style one of movement, and his characters as
victims of underground volcanoes (1957, 20).
Szondi maintained the classical tradition of
relational epilepsy but expanded it to include genotropic choice behavior. The
genetically conditioned affective disorders influence corresponding forms of
vocational selection:
Page 65
I. Vocations
dominated by sense organs: sense of equilibrium, smell.
II.
Vocational motifs, the primal elements: earth, fire, water, air, psyche.
III.Vocational
position: height-depth, ascent-descent, whirling motions, undulating, wave-like
rhythms (Szondi 1987, 268).
Same examples of these paroxysmal-epileptiform choices are
jobs involving vehicles and transportation, such as truck drivers and
railroaders. With reference to the elements, we find coal miners (earth), fire
fighters (fire), sailors (water), and pilots (air). Under the motif of psyche
are the religious and helping professions, such as medicine, law, clinical
psychology, and social work, as well as psychic research as distinguished from
spiritualism and the occult.
To
illustrate even further two examples of selectional patterns and genealogies
are translated as follows:
Case 42.
Hystero-epileptic, female patient (Szondi 1987, 271272).
A.
Paroxysmal illnesses in the family.
1.
A
maternal uncle and the first wife of the maternal grandfather were epileptics.
2.
The mother suffered migraines.
B.
Paroxysmal vocations in the family.
1.
A
brother, who died in an airplane crash, was a flightofficer. A
brother-in-law was also a flight-officer.
Case
44. A female patient travels as a petty thief and vagabond, which
required her to be institutionalized in a reformatory. (272273).
A.
Paroxysmal illnesses in the family.
1. The mother suffered migraines.. 2. The brother of
the mother was a poriomanic vagabond. 3. On account of arson the
mother' s brother, a butcher's helper was imprisoned. He later became
delusional, possibly a psychotic epileptic. 4. In a violent moment of passion the father committed a murder. Because the village notary
had insulted him for his religious feelings, he shot him.
B.
Paroxysmal vocations in the family.
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1.
A
maternal cousin of the patient was a waiter on an ocean steamer. 2. A brother as well as his friends were fire fighters. Further, a half-brother of the mother
later became a fire chief.
In Case 44 lighting fires and putting out fires are
expressions of the biological polarity of paroxysmal-epileptiform genes. The
same dialectic informs murder and the slaughtering of animals for food by the
butchers.
The combined case material indicates that the
biological polarity has achieved evolutionary stability. Choosing jobs in terms
of the primal elements is a constructive socialization of the genetic root. On
the basis of the same root all humans symbolize the shock of death through
motifs of height and depth, as ascent and descent, vortex and undulating
process, as well as the primal elements of air, earth, water, fire, and psyche.
CHAPTER
THREE:
SYMBOL OF THE
TRANSPERSONAL SELF.
I. THE
PONTIFICAL EGO
Although
humankind inherits a dynamic ancestry, life is not strictly determined. Humans
are essentially free beings, who can accept or reject familial patterns.
Certainly in cases of hereditary mental disorders persons are driven to act out
compulsively the morbid traits of their ancestors. Ironically, psychopathology
involves behavior whose intent is to grasp freedom from unconscious conflicts
in any way possible. This normally includes substitutionary modes of behavior
that may appear to be liberating but in fact inhibit authentic freedom.
Whether in sickness or in health, living or dying, human nature strives for
freedom.
The capacity for free choice entails the ego,
which is the personal sense of liberty and the center of choice. The existence
of the ego means that human nature has evolved beyond the archaic levels of the
animal brain. Compared to that of animals, the human brain-mind system has
achieved a high self-consciousness, including the personal knowledge of death.
The unique aspect of human freedom is to experience selfconsciousness in the
face of death.
To understand the dynamics of the ego we follow Szondi's
theory because he pioneered in establishing a synthesis for the schools of
depth psychology (1956). Szondi's ego psychology is a comprehensive integration
of heredity, instinctual drives, dreams, symbols, and faith. The ego is
conceived in terms of choice behavior, and every decision reflects both inner
and outer aspects. In the selection of a mate, an unconscious impulse is
realized or consciously objectified in the other.
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With
the execution of the decision both subject and object converge in a reciprocal
bond. The ego stands at the center of conscious and unconscious motivations and
mediates the relationships.
Therefore, the ego is conceived dialectically and
relationally. Viewing it either as subject or object, body or psyche, is to
miss the essential wholeness. The ego is not conditioned exclusively by linear,
causal processes but is more accurately understood as a complementary whole.
Consequently, there are basically two kinds of choices made by humans. One
affirms the essentially complementary nature of the organism and embraces
antithetical strivings within oneself. The other type of choice acts out a
single need, or a part, and becomes driven by contradictory and compulsive
tendencies.
Accordingly, the ego may be considered in terms
of two constitutive dimensions. One is the expansive, participatory aspect
called the "p" dimension, and it consists of "the human need to
make unconscious content conscious, and consequently to expand the
ego-field" (Szondi, 1956, 260). This expansive mode of thought informs
both paranoia and authentic spiritual participation. Paranoia would be abnormal
and spiritual presence normal. Whether the need for expansion results in normal
or abnormal behavior depends upon how one participates in social and
metaphysical reality. This expansive, participatory mode of the ego activates
forms of the imagination, such as dreams and symbols.
The
other dimension of the ego represents a controlling, practical mode of thought.
Designated the "k" factor, this is "the human need to limit the
boundless extended ego-field, to compress it" (Szondi 1956, Q63). Since
this need defends against unlimited, autistic, or impractical thought, it
manifests individual identity, a perspectival ego, or the will.
Its content is immanent consciousness, and its task is to
adapt, make decisions, achieve mastery in the physical world. It is
known as the "k" factor, because in its extreme abnormal state it
becomes catatonia. (It is called "k," because the German spelling of
catatonia is katatonia.) The catatonic personality is one who has
achieved total control, total isolation, total impotence -0in total defense
against any higher forms of imagination, paranoia, autism, and authentic
spiritual participation. In its normal phase, the perspectival ego
satisfies the will or controlling "k" need.
These two modes of thought comprise the basic needs of the
ego. They alternate in a dynamic rhythm, now one, now the other. The flow
pattern is like that of blood pressure, a diastole and systole, expansion
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and
contraction. In some cases, the dialectical flow can harden or split
into inner conflicts. To illustrate these aspects some of the main
characteristics are listed below (Szondi 1956, 276):
|
Participatorv
Ego: "p"
|
|
Perspectival
Ego:"k"
|
|
Oneness and likeness with
the other doubling of the ego
|
|
Incorporation of the
object, negation or Destruction
|
|
Projection
|
|
Introjection
|
|
Being
|
|
Having
|
|
Dual-union
|
| Dominance-Submission
|
|
Compassion, empathy
|
|
Compulsion, taboo
|
In the face of death the perspectival ego
attempts to secure control through the will, but it confronts the fact of
having to die, which evokes anxiety. The will is powerless to remove anxiety as
the basic symptom of death. As a result, in societies that encourage the power
of having and the will cancer becomes pervasive. Clinically, the
perspectival ego seeks controI in terminal illness by creating stages, exerting
denial, and erecting a taboo of silence around the dying patient. As subsequent
chapters will demonstrate, only the participatory ego can make a meaningful
adaptation to death.
When
the participatory ego achieves high-level wholeness, by embracing the threat of
death, it becomes the pontifical ego. Understood as the union of opposites, the
pontifical ego (Pontifex oppositorum) manifests three clinical
functions: participation, integration, and transcendence (Szondi 1956, 156).
The pontifical ego embraces psychic
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antitheses
and may be imagined as the axle of a wheel. The spokes are the antitheses and
the revolving axle is the ego. It may also be imagined as a bridge, which spans
a body of water, connecting this side with the other side. Since the pontifical
ego represents a transcendent state of being, it cannot be affirmed directly by
rational concepts but indirectly by negations, as is common in the mystical
traditions of the world religions. Thus, Szondi describes the bridge by
negation as
...neither
spirit nor nature; it is the bridge between spirit and nature. The ego is
neither object nor subject; it is the mediator between object and subject. The
ego is neither waking nor dreaming; it is the bridge between waking and
dreaming. The ego is neither this world nor the beyond; it is the bridge
between this world and the beyond.
The notion of the pontifical or bridge-building ego (Pontifex
Ich) is derived from the Latin terms for "bridge" (Pons) and
for "making" (facere). Szondi retains the. German word for ego
(Ich) in order to emphasize that the participatory ideal does not
contradict normal human capacities. However, in light of English usage,
Szondi's concept is best expressed with the idea of self, because ego seems
closer to the controlling, perspectival function.
Hence, pontifical selfhood fulfills the fundamental task of
the human being, namely, the drive for oneness, likeness, and relatedness in
social and metaphysical reality. Once primal participation is realized, even if
only momentarily, integration and transcendence follow. (Szondi 1956, 35). Integration
means a unity of self and world, subject and object, and so forth.
Transcendence means a projection of oneself onto a higher level, wherein one's
power of being is exalted and the threat of death annulled.
The pontifical self is spaceless, timeless, and
independent of causal law but informed by finality, which is the essential and
complementary wholeness of reality. These characteristics are potentials in
the unconscious. The worldview conforms to that in contemporary quantum
relativistic physics, where in fundamental reality is conceived as pure energy
without matter. By surpassing the three-dimensional world of ordinary life,
pontifical selfhood actualizes a fourth dimension.
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Since the ego is capable of finality, it cannot
be located exhaustively in the body, brain, or mind. Its dynamic and
potentially boundless relatedness permits translocal and transcausal exchanges,
including clairvoyance and telepathy. In the fulfillment of the primal drive
for participation, the self extends beyond itself in opposition to the body
(szondi 1956, 464). Thus, the exalted power of being actualizes transpersonal
relatedness outside the body.
II.THE
BRIDGE AS SYMBOL
In 1918 Carl Jung began to explore the
centrality of symbolism in human experience. He (considered. lb) sketched
circular artistic forms as expressions of the inner life and gradually
discovered the Mandala as a primary archetype. Derived from the Sanskrit term
for circle, a Mandala is a work of art that corresponds to self-realization or
individuation. Mandalas appear in dreams, mental disorders, and religious
symbolism. They exhibit round, radial, or spherical patterns, and sometimes
squares with a center, or even crosses. Mandalas are fixed by their respective
religious and cultural traditions and transmitted consistently throughout the
generations. Conceptually, Mandalas conform to the quaternity, to which Jung
assigns logical priority. A quaternity represents whoIeness, and only four-fold
statements are valid assertions of primal form.
Szondi acknowledges the Mandela as a symbol of totality, but
he gives priority to the bridge. The bridge is the preferred symbol, because
wholeness is achieved by participation in a transcendent reality. Through
projection, one goes beyond oneself to the distant shore, which is the other
world and a transcendent dimension. The basic difference is that for Jung
nothing ever exists outside the self, but for Szondi a genuinely spiritual
reality lies beyond the self. Consequently, to exalt one's being is to
"cross-over" to the distant shore and participate in fundamental,
metaphysical reality.
To
illustrate the pontifical ego Szondi draws upon the Hindu doctrine of the self (Atman),
as portrayed in the Upanishads. Hinduism identifies the self with the
Absolute (Brahman), which is the term for ultimate reality beyond
subject and object. The Absolute is experienced as the fullness of being,
consciousness, and joy. While Szondi appeals to the Upanishads, he goes beyond
Hinduism, specifically, by emphasizing real otherness in the act of spiritual
participation. Faith is an event of genuine dialogue and meeting (Szondi
1956,519). In contrast, Hinduism
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claims
that psychic opposites are completely dissolved in the ultimate state of
self-realization. All conceptual thought, affective bonds, and unconscious
dependence are abandoned. The attainment of primal being manifests an
undifferentiated oneness. The Hindu concept presupposes the belief that
consciousness is unlimited and omniscient, a point of view rejected by Szondi. For
Szondi consciousness is limited to the immanent material world, and
unconsciousness can never be removed, because it is the realm of the ancestors.
Nevertheless, Szondi recognizes that the Upanishads employ the bridge as a
symbol of the self (1956, 114-115). One primary text is the Brhadaranyaka
Upanishad (4. 4. 22.), which I cite using the Radhakrishnan translation (1953).
Verily,
he is the great unborn Self who is this (person) consisting of knowledge among
the senses. In the space within the heart lies the controner of all, the lord
of all, the ruler of all. He does not become greater by good works nor smaller
by evil works. He is the bridge that serves as the boundary to keep the
different worlds apart.
The
Chandogya Upanishad presents the bridge symbol in two passages:
Now the self is the bridge, the (separating)
boundary for keeping these worlds apart. Over that bridge day and
night do not cross, nor old age nor death, nor sorrow, nor
well-doing nor ill-doing.
All
evils turn back from it for the Brahma-world is freed from evil (8. 4. 1.).
Therefore, verily on crossing that bridge, if one is blind he becomes no longer
blind, if wounded, he becomes no longer wounded, if afflicted, he becomes no longer afflicted.
Therefore, verily, on crossing that bridge, night appears even as day for that
Brahma-world is ever illumined (8. 4. 2.).
In each passage the phrase
"Brahma-world" means the created, physical universe, which emanates
from the Absolute. The two Chandogya passages take the original Upanishadic image
of the bridge as a separating-connecting function and expand it into a vision
of immortality. This appears more clearly in the following two passages:
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To
him who is without parts, without activity, tranquil, irreproachable, without
blemish, the highest bridge to immortality, like the fire with its fuel burnt
(Svetesvatara 6. 19.).
He in whom the sky, the earth and the interspace are woven
as also the mind along with all the vital breaths, know him alone as the one
self. Dismiss other utterances. This is the bridge to immortality. May you be
successful in crossing over to the farther shore of darkness (Mundaka 2. 2.
5-6.).
A
similar motif appears in the Katha Upanishad (3. 2.): "That bridge for
those who sacrifice, and which is the highest imperishable Brahman for those
who wish to cross over to the farther fearless shore, that Naciket fire, may we
master." This and the previous passages view time and eternity as
separated by a guIf, which is represented by the river. This shore is the three
dimensional, spatio-temporal, causal world, occupied by mortal human beings.
The distant shore represents the fulfillment of selfhood, and the bridge is the
disciplined process of self-realization. Thus, the bridge symbol fits the
structure of the pontifical ego.
III. THE
BRIDGE IN DEPTH PSYCHOLOGY
Even though Szondi made the bridge symbol central to his ego
psychology, other depth psychologists have dealt with it to a certain extent.
In two brief essays Sandor Ferenczi explores the psychoanalytic meaning of the
bridge in dream and myth. He finds that the bridge symbol plays a striking role
in the dreams of males and that it conveys images of sexuality, birth, and
death. Through analysis of case materials Ferenczi believes that the bridge
symbolizes the penis. The evidence for this interpretation is that male dreams
display anxiety at or near a bridge and that this correlates with an inhibited
ejaculation (Ferenczi 1921,22). Collapse of a bridge signifies male impotence.
Ferenczi acknowledges that in society the bridge spans two
separate landscapes. The bridge extends over flowing waters, which are
dangerous and which symbolize the origins of life. Because of the primal
imagery of water, the bridge represents the original union of mother and father
in the act of copulation. Consequently, this shore means life as it is now, and
the distant shore represents life that is not
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yet, namely,
in the baby. Hence, the bridge is the male organ, passing over the uterine
waters to a new life.
However,
Ferenczi concedes that the bridge has other meanings as weIl. In his second
essay he lists several meanings of the bridge symbol: (1) the male organ that
unites parents in sexual intercourse and attaches itself to the child, so that
it might not perish in the deep waters. (2) One is born into this world from
the water; and the bridge connects this life and the unborn life. (3) The
bridge spans death, which is a regression to the past, to maternal love, and to
the uterine waters. (4) Finally, the bridge simply means crossing-over or changing
conditions in one's life (Ferenczi 1922, 77).
Ferenczi's interpretation presupposes the
psychoanalytic doctrine that sexual intercourse is a death experience.
Ejaculation is a sacrifice and a narcissistic castration. Sexual union becomes
paradise, and hell is the feeling of guilt and dread of punishment resulting
from the sex act.
To challenge the psychoanalytic position I offer a teaching
anecdote. In response to my discussion of the bridge symbol, during the spring
semester of 1992, a female student wrote:
During
the last few months of my engagement, I would have strange dreams. I thought
nothing of them until they were mentioned in this course. I had dreams of
getting in a boat and rowing to an island, but never getting there. I also had
very vivid dreams of a rope bridge. It was very high, connecting the woods to a
mountain trail, and narrow. Every time I had this dream, I would start across
the bridge but never make it to the other side. Most of the time either the
water below would rise up, and I would run back or the bridge would begin to
rock back and forth so much that I had to cling for life out of fear of falling
off into the waters below.
After
receiving her paper, I spoke with her about her bridge dream, and she said that
when she broke off the engagement, the dream ceased. I agreed with her decision
and pointed out that the bridge appeared in the context of a mate selection and
that falling off the bridge meant a wrong choice. Against Ferenczi's view the
subject is female, and the context deals with destiny and not sexuality.
In
Jungian psychology the bridge tends to be marginal, due to the priority of the
mandala. However, Aniela Jaffe explains that the bridge
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symbolizes
the connection between here and there, the present and the timeIess, or the
conscious and the unconscious (1963, 23). Frequently, the bridge symbol
represents death and paranormal events. It is an archetype that shapes events,
when the consciousness of participants is lowered or split. Jafte cites an
example of a woman who had decided to end an engagement.
On
a sparkling summer Sunday, I was walking with my mother across the
Wettsteinbriicke at Basle to the other side of the Rhine. In her own inimitable
way she was telling me stories of old Basle. I was listening enthralled.
Suddenly I saw a broad beam of light falling from the sky, across the Rhine; my fiancé was coming towards me on it, and his eyes were fixed on me. I gazed
at him in wonder, and heard the words: That is your way. The vision
vanished and I heard my mother saying: "Whatever's the matter with you? I
tell you stories and ask you questions and cannot get a word out of you. And
you look dreadful-is anything the matter? You're as white as a sheet." But
from that moment my way lay clear before me. Two years later we were married.
There were hard times then and now, but always, when I nearly despaired, I saw
the great beam of light and heard the words: That is your way. Even
today I remember the very place where I had the vision (1963, 21).
This
anecdote contains a three fold version of the bridge symbol. The woman is
walking (1) on a physical bridge, when (2) "a great beam of light"
bridges this world and the other world, and (3) she is absentminded, which is
an epileptiform phase that bridges consciousness and unconsciousness.
When applied to religious visions, the motif of the distant
shore represents a transpersonal state, as Szondi's theory stipulates. The
problem with the Jungian approach is that the other world is not reducible to
the unconscious (Reimbold 1972, 73). Since in Jungian thought the bridge could
refer to self-realization, then the flowing water rather than the distant shore
should be interpreted as the unconscious. The bridge symbol has religious
significance only if it designates a real self-transcendence.
The
Szondian view of the bridge has been portrayed inadvertently in
The Bridge of San Louis Rey by Thornton Wilder (1927). In fact, this
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novel
bears a precise and uncanny resemblance to several central Szondian concepts.
In the story a bridge has collapsed, and Brother Jupiter, the narrator, wonders
whether the accident were by chance or by design. If the former, then the cause
might be a latent factor in the victims themselves. One victim is a stutterer,
who perceives people as egotistic and greedy, and who yearned for rebirth
before her death. Another victim is the twin brother of a person who suffers
fits of Rage, and still another is a sufferer of outbursts of Rage.
Wilder intuits a truth clinically documented by Szondi, that
persons who carry epileptoid hereditary factors are vulnerable to accidents and
to shock deaths. Brother Jupiter concludes that the collapse of the bridge had
a reason, namely, to destroy the wicked and to save the good. He says that only
love justifies human life and that love is the bridge between the living and
the dead.
Finally, to illustrate the evocative power of
the bridge symbol I recall how a student reacted to my discussion of it in the
classroom on October 14, 1992. A student told me that in 1978 his father
suffered a series of grand mal epileptic seizures, during which he had a vision
of crossing a bridge to the distant shore. On the bridge the father heard a
voice calling to him: "Come on over." He returned, however, to this
shore and, sometime later, underwent surgery to remove a brain tumor.
Genetically, the father must be a carrier of threshold genes
for epilepsy.
One of his daughters is epileptic, and another is vulnerable to stuttering when
removed from the enfolds of her community. The student himself suffers
migraines, and he often dreams of grinding his teeth, breaking them, and
spitting them out of his mouth. Since the common neurological explanation is
that tumors often cause seizures in adults, in this case threshold genes have
revealed the "Szondi Triad" in three siblings and the bridge symbol
in a life-threatening situation of the father. Hence, epilepsy is genetically
related to the symbolism of the bridge.
IV.
ORIGIN OF THE CROSS-OVER ARCHETYPE
Although the bridge symbol appeared in the oldest Hindu
Upanishads, written in the eighth century B.C.E., its religious significance
actually extends far back into prehistoric times. In his classic essay on the
bridge Frank Knight explains that all ancient peoples felt awe toward rivers
and regarded them as obstacles in getting to the
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other
side (1953, 848). Rivers were considered to be boundaries in the natural and
divine scheme of the world. Erecting a bridge was believed to be an intrusion
into the realm of the sacred; and so before building one, it was necessary to
offer a sacrifice in appeasement of the river deity. Sacrifices at the river
were a foundational ritual and basic to cultural and religious development.
Making sacrifices prior to bridge-building entails a primal
mystique of water, a fact confirmed by archeology, particularly in Northwestern Europe (Hutton 1991, 59, 109-110, 184-187, 210-230). People of the Bronze Age
(2200-1000 B.C.E.) in the British Isles threw precious objects as sacrifices
into rivers, pools, or bogs. The practice surely precedes the Bronze Age,
because many of the objects were Neolithic flints, weapons, and ornaments.
Within England the rivers chosen for this custom all flow to the East. For
example, the Thames River has skulls and stripped skeletons, suggesting the
Neolithic practice of stripping flesh from corpses. Rivers flowing in other
directions have been dredged, but no precious sacrificial objects have been
found.
An inventory of these river objects discloses a
pattern. Shields and vessels were deposited in bogs and pools, but swords were
cast into rivers. The swords were always broken before being thrown away. In
contrast, on the continent of Europe swords were buried in the ground and not
cast into the water. Thus, the British practice implies a sacrificial offering
to the sacred waters, and the sacredness of water survives in the term
"latis" which means "pool-goddess." The term was used for
place names in Northem England, during the Roman period (43410 C.E.).
Of the objects dredged from British rivers are
many forms of the Celtic cross, consisting of a wheel encircling a cross and
comprising a four-spoked wheel. The Celtic cross is also prominent in
Scandinavian rock art, where it is carried by boats, ships, carts, or chariots.
Even some of the British and Scandinavian tombs were constructed in the shape
of boats or timber canoes. For example, the Suffolk coast of England was the site of large ship burials, and in Scandinavian societies boats carrying
the dead were set adrift or burned at sea.
Jungians would interpret the Celtic cross as a
mandala, but this would be misleading for two reasons. First, there is no
evidence that the Celtic cross represents self-realization or the union of
consciousness and unconsciousness. Second, Bronze Age tombs and monuments are
aligned with the sky, with the movement of the sun and the succession of the
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seasons.
This fact suggests that the Celtic cross symbolizes the crossing of the son or
the turning of the heavens. The image of the cross as a wheel is reinforced by
its relation with carts and chariots in rock art. Thus, no evidence obtains for
linking the crossing of the son with the hero myth, as Jung claims.
Throwing a Celtic cross into a river or
emblazoning it in a tomb suggests that the crossing of the sun was linked to
death. Death was represented by a boat moving across the waters or a cart
making a journey. Either motif coincided with the crossing pattern of the sun.
Since the rivers containing crosses flow to the East, from where the son rises
in the morning, then death would imply a turning toward the source of light. In
any cage, such an interpretation would come from a projection by peoples
participating in rituals of death.
This possibility is supported by an extraordinary
archeological finding. Among the tombs of Neolithic Ireland (3200-2200 B.C.E.)
that of Knowth's Passage features an entrance, above which is a small opening.
The body was inserted, head first, into the entrance, and its face turned
toward the small opening above the entrance. We are naturally inclined to ask
why a separate opening exists above the entrance. Why not raise the entrance?
The question may be answered by performing a simple experiment. If one were to
crawl into the tomb and look toward the opening, One would realize that only on
one day of the year sunlight would penetrate the opening and fill the chamber
with a glowing red spiral. That time is the dawn of the winter solstice. As
explained by the principal investigator, the small opening allowed the son to
enter and radiate the face of the deceased, because "the beautiful
appearance of the rising solstice son was not intended for the rituals of the
living. It was for the dead" (Rutton 1991, 59).
The tomb was made so that only on the day of the winter
solstice the rays of the son became a bridge, on which the soul of the deceased
crossed over the sky to a new life. The eerie red glow in the tomb transfigured
death into a radiant state. Thus, a radiant vision of death joined the primal
cross-over pattern of the sun, as an expansion of the burial ritual. Out of the
cross-over motif came the Celtic cross, boats, ships, carts, and chariots as
symbols of death.
This interpretation helps explain why sacrificial objects
were only thrown into British rivers flowing east. Water that flowed to the
horizon where the sun rises is sacred, and a sacrifice to the river deity
facilitates new life. Rivers flowing to the west are not sacred, because the
western
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horizon
is where the son sets. This insight gave rise to the symbol of the West as the land
of death, where the sun descends to journey through the underworld. The
underworld journey complements the crossing of the sun in the day and makes a
vast cosmic wheel, so that in life and death the world turns.
V.
ANCESTRAL CROSS-OVER PATTERN
Archeological evidence for an archaic cross-over
motif also comes from Australian Aboriginai culture, which sustained a
continuous history from about three million to 10,000 years ago. Approximately,
400,000 years ago Aboriginal ancestors appeared on the Australian continent,
having evolved from Homo Erectus or so-called Java man, who dates from
about one million years ago. New archeological evidence demonstrates a
connection between Java man of Indonesia and the Australian Aborigines. They
share a common skeletal type, namely, that of large robust faces, thick bones,
and curved eyes (Flood 1988, 55-60, 70-73). Waves of Java man emigrated to Australia about 400,000 years ago
where later they evolved into Homo Sapiens or the modern human race. The
dating of 400,000 years derives from the use ofmitochondrial DNA in the mapping
of the human family tree. Unlike nuclear DNA, mitochondrial DNA is transmitted
only by the mother, so that its genes are not shuffled and recombined. It
evolves ten times faster than nuclear DNA. The traditional date of the origin
of Homo Sapiens, inferred from nuclear DNA, had been 100,000 years ago.
Thus, mitochondrial DNA pushes human origins further back and links them to the
cross-over archetype. Asian ancestors of the Aborigines emigrated to Australia, when sea levels were low and the ice age had laid down continuous links between the
Northern Australian landmass and that of Southeastern Asia, where Java man
lived. The people emigrated by walking the ice-bridges and by making rustic
crafts to cross the waters. The crafts were constructed of logs, bamboo, and
cords, which were available in Southeast Asia. Once the people had crossed over
to Australia, their crafts were so damaged that they could not return. They
remained, settled Australia, and evolved into the modern human race without
competition from other species. The emigration has been preserved in narrative
form through the oral tradition. Central to the Aboriginal tradition is the
mythology of the
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Dreamtime,
which is the time when the ancestors came across the sea in canoes. One person
recalls That
my own people, the Riratjingu, are descended from the great Djankawu who came
from the island of Baralku far across the sea. Our spirits return to Baralku
when we die. Djankawu came in his canoe with his two sisters, following the
morning star which guided them to the shores of Yelangbara on the eastern coast
of Arnhem Land. They walked far across the country following the rain clouds
(Marika 1980, 5).
The
Dreamtime is occupied by the Spirit Ancestors, who give life and receive the
dead. One of the Spirit Ancestors is the giant Rainbow Serpent who, the
informant continues, emerged from beneath the earth and as she moved, winding from side to side,
she forced her way through the soil and rocks, making the great rivers flow in
her path, and carving through mountains she made the gorges of northern
Australia. From the Rainbow Serpent sprang many tribes, and tales about her are tald all over Arnhem Land....
The
symbol of the Rainbow Serpent belongs to the mythologies of raids and floods,
motifs that reflect ecological conditions following the end of the last ice
age. At that time temperatures rose, drying up the valleys, melting the ice
bridges at the edge of the continental she If, and flooding the land.
Symbolizing these elemental forces, the mythic Rainbow Serpent emerged about
9000 years ago, making it one of the oldest and continuous figures in the
world. Since it links the Dreamtime of the Spirit Ancestors to the historical
time of the AboriginaI descendants, it functioned as a bridge symbol.
From all of this archeological evidence I infer
the existence of an archaic cross-over archetype. The cross-over is just as
universal as the Creation myths (Lauf 1980, 83). Both the cross-over and
Creation presuppose a separation of this world and the beyond as well as the
elements of air, earth, fire, and water. These are shock symbols, applicable to
death and to creation. However, the cross-over archetype stands at the origins
of human culture, as the Australian Aborigines demonstrate. With reference to
the British and Scandinavian materials,
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cited
in section four, tombs and monuments appeared between the end of the ice age,
when the British Isles broke away from Europe, and the classical civilizations
of Mesopotamia and Egypt. British prehistory has the cross-over motif in the
adoration of the sun, burial of the dead, and the sanctity of water.
The relationship between the sun, the wheel, and the dead
bears uran the theme of this book. Facing a burial chamber toward the sun of
the winter solstice, as at Knowth's Passage, radiates the dead and presumes
that the soul of the deceased will travel across the sky on the rays of the sun
to a new life. Envisioning the dead in terms of the solar cycle is a forthright
attempt to cope with the threat of death; for circular rotation is a
symbolization of a shock event.
VI. THE BRIDGE IN FOUNDATION MYTH
When the cross-over archetype takes shape as a
bridge, the symbol functions as a foundation myth of various cultures. One
example is the Creation story of Imperial Japan called Kojiki. It
narrates the creation of the Kami which are sacred forces that pervade
nature in mystery and awe. Of the Kami two are the primal man (Izanagi)
and primal woman (Izanami). Chapter three tells how they solidify
the land by creating Onogoro island.
Thereupon,
the two deities stood on the Heavenly Floating Bridge and, lowering the jeweled
spear, stirred with it. They stirred the brine with a churning-churning sound,
and when they lifted up [the spear] again, the brine dripping down from the tip
of the spear piled up and became an island, this was the island Onogoro
(Earhart 1974, 15).
The primal pair descends on the bridge from the
heavens to the island, where they make a large palace and heavenly pillar. Izanami
and Izanagi marry and copulate, at first unsuccessfully but later
successfully. When Izanami gives birth to fire, she is fatally burned,
and she descends to the underworld. Her husband follows her into the underworld
and attempts to restore her to life. He fails and ascends to the surface, where
'he purifies himself and resumes procreation. The story culminates in the
creation of the ancestral gods and the enthronement of Amaterasu, SUD
Goddess and ancestor of the emperor.
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The Japanese Creation Narrative does not support the
psychoanalytic interpretation of the bridge. The primal man and woman do not
copulate on the bridge but in the social world, after descending from the
bridge. Death is not associated with the bridge but with the making of fire.
Since the ancestors descend from heaven on the bridge, it provides a means of
reciprocal participation between them and their descendants. In modern Japan bridges link the sacred world of the Shinto shrines and the profane world.
As a part of foundation mythology, the bridge may shape
beliefs concerning the end of the world. For example, among the Winnebago Tribe
of Native Americans, the dying receive instruction on how to travel the road to
the land of the dead. One must have the sacred pipe and tobacco, fire and food,
as weIl as a war club to hit objects on the road. One arrives at a round lodge
and meets an old woman; she boils rice and gives it to the deceased, who eats
it and gets a headache.
Then
she will break open your skull and take out your brains and you will forget all
about your people on earth and where you come from. You will not worry about
your relatives. You will become like a holy spirit.
You are to take the four steps because the road
will fork there. All your relatives (who died before you) will be there. As you
journey on you will come to a fire running across the earth from one end to the
other. There will be a bridge across it but it will be difficult to cross
because it is continually swinging. However, you will, be able to cross it
safely, for you have all the guides about whom the warriors spoke to you. They
will take you over and take care of you.
WeIl, we have toId you a good road (to take). If anyone
tells a falsehood in speaking of the spirit-road, you will fall off the bridge
and be burned. However (you need not worry) for you will pass over safely. As
you proceed from that place the spirits will come to meet you and take you to
the village where the chief lives (Radin 1970, 96).
The deceased
gives tobacco to the chief, after which he or she enters a large lodge and
greets the ancestors. Finally, Germanic mythology has the Bifrost bridge,
which is a quivering rainbow, burning with fire, linking heaven and earth and
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allowing
the gods to travel over it. In Old Norse literature, the
Gjallar bridge
evolved with the vision literature of Europe, where in the vision of Olav
Asteson, it is "'so high up in the air' decked with red-gold and gold
pinnacles. A serpent, a dog, and a bull were there 'fierce and wroth' to
prevent passing over" (Patch 1980, 122). This theme is a part of the
Medieval European notion of the bridge of danger ("Brig o' Dread")
and bridge of anxiety
("Pont qui Tremble").
VII. THE
ESCHATOLOGICAL BRIDGE
When the bridge motif features danger and
obstacles, it takes another function, an eschatological symbol of conscience
and selfhood at the end of the world. Emphasis on conscience in the
eschatological bridge became clear during the transition from the Old Iranian
religion to Zoroastrianism. The Old Iranian heritage developed between 5000 and
2000 B.C.E., and it included creation narratives of the separation of heaven
and earth, the intermediate world, and the 'Chinvat crossing (Gnoli 1989, 125).
The Chinvat crossing was probably "a ford over an underground river,
guarded by supernatural dogs" (Boyce 1990, 10).
When
reaching the Chinvat crossing, the male met his soul in the form of a beautiful
girl. The Chinvat crossing was the passage of the deceased to the Kingdom the
Dead, ruled by Yima, the first king and the first man to die. Originally, only
heroic persons crossed Chinvat and entered Yima's Kingdom. If worshipped
properly, they would protect their descendants. As hope in paradise gradually
became more general, A Chinvat crossing became Chinvat Bridge, the link between
heaven and Earth.
The Old Iranian vision of the bridge entered
Hinduism during the Vedic period, when the Persian warrior tribes invaded India beginning about 1500 B.C.E. and ending about the time the Upanishads were being
compiled. Thus, the Upanishadic descriptions of the bridge, discussed in
section two, reflected the Iranian heritage.
However, the Chinvat Bridge attained its
clearest and most distinct form in Zoroastrianism, particularly in the sayings
of the prophet Zoroaster called Gathas and in the liturgy or Yasna. These
materials portray the prophet guiding the good One over the Chinvat Bridge to Paradise. The oldest text is Yasna 46:10, and for citations of this and
subsequent passages I use the new translations by Mary Boyce (1990,39, 42-43,
80-83):
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Whosoever,
Lord, man or woman, will grant me those things thou knowest best for
life-recompense for truth, power with good purpose-and those whom I shall bring
to your worship, with all these I cross over the Chinvat Bridge (Y as. 46:10).
Thus the Inner Self of the wicked man destroys for him the
reality of the straight way. His soul shall surely vex him at the Chinvat Bridge, for he has strayed from the path of truth by his acts and (the words) of
his tongue (Y as. 51:13).
In this second
passage the soul is called daena, and it appears along side the bridge,
preventing the wicked from crossing. One is then damned. Here the term daena
means religion and the inner self, as clarified in Yasna 31:20: "...0
wicked Ones, your inner self shall lead you by her actions."
Subsequent
texts have elaborated the images of daena and the bridge. In the
Vendidad, the Younger Avestan writings from the Parthian period (141 B.C.E.-224 C.E.), it is stated:
It
(the soul) goes along the paths created by time for both the wicked and the
just, to the Mazda-created Chinvat Bridge.... There comes that beautiful One,
strong, fair of form, accompanied by the two dogs... She
comes over high Hara [mountain], she takes the souls of the just over the
Chinvat Bridge, to the ramp art of the invisible yazatas (Vd.
19:29-30).
In
Zoroastrianism the dog mediates the human and spiritual worlds. This role
of the dog survives from the old Indo-Iranian religion, where dogs are the
messengers of Yima. The soul, whom the two dogs accompany, is described even
further in the Hadhokht Nask text:
As
that wind blows on him, his own Daena appears in the form of a maiden,
beautiful, queenly, white-armed,...in shape as beautiful as the most beautiful
of creatures. Then the soul of the just man said to her, inquiring: "What
girl are you, the most beautiful in form of all girls that I have ever
seen?" Then his own Daena answered him: "Truly, youth of good
thoughts, good words, good acts, good inner self (daena), I am your very own
Daena." (2. 24-26).
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In Zoroastrian doctrine the soul lingers near the
corpse three days after death. At dawn of the fourth day the soul ascends by
the light of the sun to the Chinvat Bridge. The just soul meets the beautiful
girl, aged 15, who comprises one's good thoughts, words, and actions in one's
own life. The bridge is wide, and she leads the soul across to Paradise. With the death of the unjust person, the soul weeps, saying: "Whither shall
I go and whom shall I now take as refuge?" And it sees with its eyes,
during those three days and nights, all the sins and wickedness which it has
done in the world. On the fourth day the demon Vizarsh comes and binds the
wicked man's soul in the harshest way, and, leads it to the Chinvat Bridge.
And the wicked persons soul will cry out with
loud lamentations and will weep and utter many pleas, entreatingly, and' make
many desperate struggles in vain. And since his struggles and entreaties are of
no avail at all, and, no good being nor yet devil comes to his aid, the demon
Vizarsh drags him evilly to hell. And then a girl approaches, not like other
girls. And the wicked man's soul says to that hideous girl: "Who are you,
than whom I have never seen a girl more hideous and hateful?" And
answering him she says: "I am no girl, but I am your own acts, O hateful
one of bad thought, bad word, bad act, bad inner self" (Menog i Khrad,
2:159-171).
Finally, the mature conception of the Chinvat Bridge comes in the ninth century C.E. text, Dadestan, question 20:3-7:
The
[Chinvat] Bridge is like a sword..., One of whose surfaces is broad, One narrow
and sharp. With its broad side, it is so ample that it is twenty-seven poles
wide; with its sharp side, it is so constructed that it is as narrowas a
razor's edge. When the souls of the just and the wicked arrive, it turns on
that side which is required for them, through the great glory of the Creation,
...it becomes a broad crossing for the just..., for the wicked it becomes a
narrow crossing, just like a razor's edge. The soul of a just person crosses
the Bridge, and its way is pleasantness. When that of a wicked person sets foot
on the
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Bridge,
because of the sharpness it falls from the middle of the Bridge and tumbles
down.
Variations of the Chinvat Bridge survive in other religious
traditions. Islamic eschatology envisions, at the end of time, total
destruction of the world, followed by resurrection and the last judgment. In
the judgment each persons deeds are weighed, and he or she is assigned to a
particular group, depending on one's evaluation. Both the good and the bad
cross over the bridge (al-Sirat) in order to verify their judgment. The
bridge is not a test, since the judgment has been completed. In Islamic
theology "the sirät is finer than a hair and sharper than a
sword; on its edges are metal hooks that grab onto one. If a person falls it
involves a 3000 year journey -1O00 climbing back up, another 1000 trying to
travel along the bridge, and again another falling down" (cited in Smith
and Haddad 1981, 215). The destination of the good is the Garden and that of
the bad the Fire.
A
more condensed version of the bridge entered Hasidic Judaism, specifically, in
the teachings of Rabbi Nachman of Bratslav, who lived in the late eighteenth
and early nineteenth centuries C.E.. He held a gloomy, pessimistic worldview,
and he encouraged his disciples to live by faith, hope, and joy. He said:
"The entire world is a very narrow bridge; the main thing is to have no
fear" (Witztum, et. al., 1990, 125).
VIII.
CONSCIENCE, BRIDGE, AND SELFHOOD
The foregoing survey gives evidence of the bridge as a basic
symbol in some of the major religions of the world. The classical form
originated in Old Iranian religion, and from there passed into Hinduism and
Zoroastrianism. The Zoroastrian version survived in Islam and Judaism. The
Christian variant will be discussed in chapter eight. After splitting off from
Hinduism, Buddhism refined the vision of the distant shore into a symbol of
enlightenment. It imagined the life process as the flow of a wide river and its
teaching as a crossing over the waters on a craft. In modern Japanese Buddhism
the vision of the distant shore is represented in the bridges, which are common
to Zen gardens. The Zen master Hakuin painted a famous painting of "Blind
Men Crossing a Bridge" to express the danger of life's passage.
To ground the bridge symbol in the psychology of death it is
necessary to analyze the implied psychodynamics, using the Chinvat
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Bridge
as the model. The central issue is the meaning of the daena, which meets
the soul of the deceased on the bridge.
Psychoanalysis would interpret the daena as the
mother figure for the deceased male or the father figure for the deceased
female. The reason for this view is that later Zoroastrian texts compare death
with birth. When the soul lingers near the corpse three days after death, and
is buffeted by the wind, then this is the same as labor prior to delivery (Mole
1960, 175). Thus, the female daena on the bridge is the mother who de
livers a new birth to the deceased mate. This psychoanalytic argument reduces
the birth-death relation to one of identity. However, the psychoanalytic view
is contradicted by the fact that the daena or inner self is created by
God from the beginning as announced in Yasna 39:11:
Since,
O Mazda, Thou didst fashion for us in the beginning, by the thought, creatures
and innerselves and intentions, since Thou didst create corporeal life, and
acts and words through which he who has free will expresses choices....
The inherent capacity for free choice is guided
by ancestral rituals, specifically, initiation at age 15. The fact that the daena
is a 15 year old presupposes the normative value of initiation. In light of
the Gathas daena means the religion of Zoroaster, accomplished properly
by the initiation, and which shapes one's life after death (Mol e 1960, 170).
The daena is the religious model that the 15 year old assimilates at
initiation. The Jungian interpretation comes from Henry Corbin, who says that
Daena
is, in fact, the feminine Angel who typifies the transcendent or celestial
"I;" she appears to the soul at the dawn following the third night
after its departure from this world; she is its Glory and its Destiny, its Aean.
The meaning...is that the substance of the celestial "I" or
Resurrection Body is engendered and formed from the celestial Earth
.(1977, 15)
Corbin clarifies the phrase "Glory and its
Destiny" with two Greek terms: Doxa and Tyche, which mean
"glory" and "chance," respectively. As the "light of
Glory," the daena is the transfigured power of the soul. Corbin
stipulates that the daena is "the vision of the celestial world as
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it
is
lived, that is, as religion and professed faith in essential
individuality" (1977,42). The
daena is a guardian angel, judge, or
soul on the way to fulfillment, and the Chinvat Bridge is a projection of the
process of completion. With respect to Jungian psychology, the
daena is
the anima, or soul of the male represented by a female archetype, and the
bridge is the process of self-realization or individuation. '
Corbin's
profound and elegant definition clearly brings out the essential, mystical
aspect of the daena. However, the embodiment of the three-fold ethic in
the daena (good thought, word, and deed) rejects the quaternity and
suggests the conquest and restitution of evil (bad thought, word, and deed).
The daena manifests the conscience of the person who has enacted the
ethic since initiation (Molé 1960, 163-166). Consequently, the daena reveals
a pattern of destiny which, as it plays out in the life of a person, is closer
to a necessity than to chance. One's destiny necessitates the kind of daena revealed
on the Chinvat Bridge.
The
notions of conscience and destiny go beyond Jung to Szondi, from whose
perspective the Chinvat Bridge is the pontifical self. Since the bridge spans
this shore and the distant shore, life and death, good and evil, male and
female, then it symbolizes the union of psychic antitheses. Szondi contends
that the crucial condition for achieving a full selfhood is the restitution of
evil, which brings liberation and wholeness. Restitution of evil is his basic
definition of conscience, and it obtains; when ones evil nature, one's Cain
intent, is transferred onto God, who alone ultimately atones for all evil.
Projection of oneself onto God makes possible participation in ultimate
spiritual reality (Szondi 1973, 148-149). Thus, the daena is conscience
in the sense that its ethical function of atonement brings about the pontifical
phases of participation, integration, and transcendence. Only through a
conscientious faith can human nature be fulfilled, and the love of God
revealed.
Finish Part 1 ((pages 1 86)